Internal Auditor - Regulatory Compliance, Conduct and Legal (RCCL)

HSBC Global Services Limited • Buffalo, NY

7d

About The Position

The primary role of Global Internal Audit (GIA) is to help the Board and Executive Management to protect the assets, reputation, and sustainability of the HSBC Group. GIA provides independent and objective assurance over the design and operating effectiveness of the Group’s framework of risk management, control and governance processes. GIA possesses specialized capabilities and skills through its versatile, inquisitive, and diverse team of global professionals. As our Internal Auditor, Regulatory Compliance, Conduct and Legal (RCCL) Audit, you will support the US RCCL Audit team in delivering the annual RCCL audit plan and effectively participate in audit engagements and issue validations.

Requirements

• Relevant professional work / internship experience
• Bachelors/master’s degree, all majors are considered, concentration in Business Administration or Finance a plus
• Strong analytical and communication skills
• Manage time efficiently to meet deadlines and effectively manage multiple deliverables simultaneously
• Demonstrated ability to work collaboratively in a fast-paced environment
• Ability to take ownership of tasks and see them through to completion
• Ability to acquire and understand new knowledge to assist in audits
• Invest in personal development to enhance technical and business knowledge
• Demonstrate curiosity in new areas

Responsibilities

• Support the US RCCL Audit team in delivering annual RCCL audit plan and effectively participate in audit engagements and issue validations
• Support colleagues in identifying key processes, risks, controls, and any exceptions in design or operating effectiveness
• Document process walkthroughs, Visio process flowcharts, and support for process outcome and control testing
• Deliver high-quality work with minimal errors
• Manage workload efficiently and be proactive in learning and adapting to new areas
• Provide analytical support to the RCCL audit colleagues to improve the effectiveness of sample selection, testing and continuous auditing
• Collaborate with colleagues and partners around the globe to learn new processes and methodologies

Benefits

• Competitive pay and benefits package
• Robust Wellness Hub
• Tailored professional development opportunities
• Welcoming and inclusive work environment
• Industry-leading volunteerism policy
• Generous matching gift program
• Comprehensive program of immersive Sustainability and Climate Change Initiatives
• Employee Resource Groups

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level