Internal Auditor II - Operations

First National Bank•Omaha, NE

19h•Hybrid

About The Position

The Auditor II is responsible for the timely execution of assigned audits. The Auditor II is an experienced auditor or has industry experience and is expected to use their auditing or industry expertise to be highly effective and positively impact the work of the department. The Auditor II displays a willingness to learn and contributes to an inclusive team environment and collaborates collectively with others. Key Accountabilities include Audit Oversight and Consulting, where the Auditor II maintains a comprehensive knowledge of banking laws and regulations and best practices in the industry, effectively provides audit consulting services to FNBO/FNNI, maintains expertise through ongoing review of regulatory and industry publications, researches and resolves escalated issues, works with stakeholders on audit-related and risk management initiatives, and understands how to build relationships. In Audit Execution, the Auditor II executes audits at the direction of the Senior Auditor or Supervisor, which involves Audit Planning (analyzing business functions and risk, assisting in setting audit scope, and developing Audit Program Guides/test steps), Fieldwork (executing control testing, ensuring audit procedures meet objectives, applying critical thinking, analyzing audit results, and assessing disposition, and demonstrating openness to coaching and providing development support), and Wrap-up (reporting audit results to management, identifying and producing issue summaries). The role also involves Risk Assessment, aiding in updating audit universe assessments. Compliance responsibilities include understanding and complying with bank policy, laws, regulations, and the bank's BSA/AML Program, completing compliance training, adhering to internal procedures and controls, and reporting violations or suspicious activity. Professionalism/Attendance requires maintaining professional behavior, developing partner relationships, and understanding company goals and key accountabilities. Personal Development involves identifying personal development goals, participating in committees, cross-training, and actively pursuing industry-specific expertise and professional certification.

Requirements

Above average administrative, oral and written communication skills
Strong analytical skills
Collaboration
Adaptability
Initiative
Learning Orientation
Accountability
Problem Solving
Auditing Principles and Tools
Relationship Management
Technical Communication/Presentation
Bachelor’s degree in Business or related degree
2+ years of prior audit experiences or specialized industry experience
Candidates must possess unrestricted work authorization and not require future sponsorship

Nice To Haves

Professional Certification: CIA and/or expertise related primary certification
Financial expertise: CPA or CTP Professional Certification
Trust expertise: CFIRS Professional Certification
Compliance expertise: CRCM Professional Certification
IT expertise: CISA Professional Certification

Responsibilities

Maintain a comprehensive knowledge of banking laws and regulations and best practices in industry
Effectively provide audit consulting services to FNBO/FNNI
Maintain level of expertise through ongoing and continual review of regulatory and industry publications to stay aware of new developments impacting the organization
Research and resolve escalated issues from team members and/or internal business partners
Work with stakeholders on audit related and risk management initiatives to ensure the organization is taking appropriate actions to meet the goals and strategic plans of the organization
Understand how to build relationships with others (e.g. the team, the department, the business partner)
Execute audits at the direction of the Senior Auditor or Supervisor
Analyze business functions and risk of assigned internal business partners and assist in setting the audit scope and developing the related Audit Program Guides/test steps
Promote and execute audit
Execute control testing and related audit program
Ensure audit procedures will meet the objectives of the audit scope
Apply critical thinking skills upon performing testwork
Analyze audit results and assess disposition
Display humility and an openness to coaching and feedback and demonstrate the ability to provide coaching and development support to others when given an opportunity
Report audit results to management
Identify and produce issue summaries that clearly state the business objectives; understand root cause and provide possible resolutions
Aid Director, Supervisor, or Senior Auditor in updating audit universe assessments
Understand and comply with bank policy, laws, regulations and the bank's BSA/AML Program, as applicable to your job duties
Complete compliance training and adhere to internal procedures and controls, as required
Report any known violations of compliance policy, law, or regulations
Report any suspicious customer and/or account activity
Maintain professional behavior with internal business partners and department members
Develop partner relationships to assist in identifying potential partnering opportunities and obtaining knowledge of the department of new products/services to identify emerging risks
Know the Company Goals and understand your Key Accountabilities
Identify personal development goals to build the skill sets
Actively pursue industry specific expertise and professional certification