Internal Audit Analyst-Capital Markets
Royal Bank of Canada•Jersey City, NJ
•Onsite
About The Position
As an Internal Audit Analyst-Capital Markets, you will provide coverage support for multiple businesses within RBC Capital Markets US primarily performing internal audit projects in a team-based environment to assess the effectiveness of internal controls and compliance with governmental regulations and may be asked to support continuous risk monitoring activities.
Requirements
- University degree (preferably in a related field such as accounting or finance).
- Proven ability to produce well written work products and effective communication along with value added observations/recommendations.
- Highly proficient in the use of Microsoft Excel, Word and PowerPoint.
- Strong problem solving and negotiating skills to mitigate conflicts arising from difficult situations.
- Proficient time management, organizational, and project management skills with ability to pivot when working on multiple deliverables with tight deadlines.
Nice To Haves
- Experience in financial services internal audit (preferably Banking).
- Working knowledge of Capital Markets lines of business (e.g., Global Markets, Investment Banking, Cash Management) and products (e.g., derivatives, repos, IPO, FX).
- Understanding of Data Analytics, data visualization and reporting.
- Knowledge of US regulatory standards, auditing standards and business processes in the financial securities environment.
- Certified Internal Auditor, Certified Public Accountant, or other relevant professional certifications.
Responsibilities
- Support internal audit coverage of the Capital Markets U.S. business with specialization of one or more underlying business units.
- Work in a team-based environment performing detailed audit steps including walkthroughs, sampling, design assessments and operational effectiveness testing of key controls.
- Ensure audits steps adhere to RBC internal audit methodology and the Institute of Internal Auditors Professional Practices Framework.
- Identify high value audit observations and working with audit management to communicate and gain agreement with audit stakeholders.
- Document findings and assess general impact on potential consequences of recommendations.
- Participate in complex and confidential/special audit projects enterprise wide as requested by RBC senior management.
- Ensure appropriate working paper evidence of findings is maintained.
- Support continuous monitoring activities including reviewing relevant data and attending meetings with key stakeholders.
- Support other internal Audit groups in execution of their audit plans as necessary.
Benefits
- competitive compensation
- flexible benefits
- 401(k) program with company-matching contributions
- health, dental, vision, life, disability insurance
- paid-time off
- Leaders who support your development through coaching and managing opportunities.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- Opportunities to do challenging work.
- Opportunities to build close relationships with clients.
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
