Insurance Licensing and Appointment Assoc Analyst

LPL Financial•Fort Mill, SC

7d•$26 - $43•Onsite

About The Position

This position will be responsible for the processing of insurance appointment paperwork and the securities registration and licensing of advisors. Duties include providing outstanding customer service to advisors through written correspondence, email, and via phone. Daily tasks include data entry in Oracle, FINRA Web CRD, and state insurance sites.

Requirements

High School Diploma or GED Equivalency
1+ year experience in financial services, insurance, or a related financial organization
Experience in MS Word, Excel, and Outlook
Written and verbal communication skills
Ability to handle multiple tasks in a high volume, fast paced atmosphere
Detail orientation and prioritization skills
Ability to work independently

Nice To Haves

FINRA or Insurance Licenses/Certification

Responsibilities

Process advisor requests, state registrations, exam requests, and insurance appointments.
Perform processing duties such as data entry, generating correspondence, processing new advisor paperwork and maintenance of advisor.
Become proficient with understanding FINRA and state registration rules and regulations.
Follow up with advisors and business partners for insurance appointments.
Research items and handle escalations.
Develop relationships with insurance carriers/sponsors.