Institutional Investment Operations Associate - Funding Operations

Wells Fargo • Charlotte, NC

6d • Hybrid

About The Position

Wells Fargo is seeking an Institutional Investment Operations Associate within the Funding Operations team as a part of Corporate Investment Banking Operations. This team's primary responsibilities include projecting short-term cash and collateral funding requirements for legal entities under CIB, implementing tactical and strategic intraday liquidity processes and reporting, investigating issues within projections and any variances versus actual activity, optimizing the balances of cash account balances and the allocation of securities for Tri-Party repo.

Requirements

• 6+ months of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Nice To Haves

• Foundational understanding of financial markets, securities, and capital markets concepts
• Strong interest in funding operations, liquidity management, collateral management, or investment operations
• Exposure to liquidity, cash management, treasury operations, collateral management, securities settlements, or repo-related activities
• Familiarity with financial products such as fixed income securities, equities, money markets, or securities financing transactions
• Proficiency in Microsoft Office applications, particularly Excel, Word, and Outlook
• Strong analytical and problem-solving skills with a high level of attention to detail
• Excellent verbal, written, and interpersonal communication skills
• Experience researching and resolving exceptions, performing reconciliations, or analyzing data
• Exposure to industry platforms such as DTC, Broadridge (BPS, GLOSS, Impact), Bloomberg, or similar financial systems
• Knowledge of operational risk and control concepts within a regulated financial services environment
• FINRA Series 99 or Series 7 certification is a plus but not required

Responsibilities

• Support daily cash management, liquidity reporting, and funding activities
• Analyze operational data, perform reconciliations, and investigate exceptions
• Collaborate with trading desks, operations teams, and technology partners to resolve issues and enhance processes
• Monitor cash and collateral transactions to ensure accuracy and timely settlement
• Participate in projects focused on process improvement, risk mitigation, and operational efficiency
• Develop knowledge of capital markets products, funding operations, liquidity management, and collateral processes
• Receive direction from manager and exercise judgment within defined parameters of the area while developing understanding of various functions, policies, and procedures
• Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals

Benefits

• Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Education Level: No Education Listed