Sr. Fund Analyst
About The Position
The Senior Fund Analyst with the Mutual Fund Operations Team is responsible for a wide variety of operational and oversight functions related to mutual fund offerings. This job leverages existing knowledge of mutual funds in order to support the teams core functions which include: dividend processing and reconciliation, daily trade settlement and pricing, new fund set up, corporate actions, asset take overs/deconversions and fund line-up changes, and fee collections and payments. Additionally, this job provides leadership and oversight to employees within the scope of the daily responsibilities of the team.
Requirements
- 3+ Years of experience in Operations Financial Services industry.
- 3+ Years of experience in Microsoft Excel.
- FINRA Registrations SRC Indicator: NRF
- Physical Requirements: Sedentary Work
Nice To Haves
- FINRA Licenses - Series 6 or Series 7
- Knowledge of Mutual Funds
- Record keeper experience (Dividend processing, NSCC trade settlements, large trade notifications, pricing).
- Familiarity with pension and annuity product/business domain knowledge.
Responsibilities
- Oversees and performs daily department functions, including dividends, trade settlements and corporate actions.
- Researches, analyzes and executes complex problems or transactions and has discretion to recommend and implement corrective action as needed.
- Assesses, monitors, and minimizes operational risk within the team.
- Works with internal team and outside vendors to ensure daily responsibilities are met and to enhance processes in order to improve service to clients.
- Acts as the primary coordinator for the department with internal and external auditors to provide requested reporting and reconciliation as needed.
- Assists department manager and senior leaders on corporate initiatives and special projects.
- Schedules and provides ongoing training and development for new and current staff members as necessary.
- Owns decision-making discretion for time-sensitive processes (approving or resubmitting rejected National Security Clearing Corporation trades by daily deadline, QC and sign-off of Nightly Pricing input by daily deadline).
- Covers for department manager when department manager is not available.
Benefits
- superior retirement program
- highly competitive health, wellness and work life offerings
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What This Job Offers
Job Type
Full-time
Career Level
Senior
Education Level
Associate degree
