Financial Services Tech Consulting Senior - WAM - Charles River 1

EY•Charlotte, DC

6d•$102,500 - $213,400•Hybrid

About The Position

We are seeking a Rule Coding specialist to support investment compliance implementations across leading OMS platforms including Charles River (CRD), Aladdin, and Sentinel. This role focuses on translating complex investment guidelines into system-enforced compliance rules and ensuring accurate implementation across asset classes and client account types.

Requirements

Bachelor’s degree in Finance, Business, Engineering, or related field
Minimum 3 years of experience in investment compliance rule coding, testing, or implementation
Hands-on experience working with OMS platforms (CRD, Aladdin, Sentinel)
Strong experience across equities, fixed income, and/or derivatives
Experience interpreting investment guideline language and translating into coded rules

Nice To Haves

Experience with guideline audits, compliance reviews, or account onboarding processes
Familiarity with compliance breach analysis and remediation workflows
Exposure to multi-asset portfolio compliance frameworks

Responsibilities

Interpret investment guidelines and regulatory requirements and translate them into system-based compliance rules
Configure, code, and validate compliance rules across OMS platforms (CRD, Aladdin, Sentinel)
Review rule logic to ensure alignment with guideline intent and expected functionality
Perform testing and validation of compliance rules, including exception and breach analysis
Support account onboarding, compliance audits, and rule certification activities
Work across equities, fixed income, and derivatives asset classes and account types (Retail, Institutional, Private Client)
Partner with compliance officers, portfolio managers, and technology teams to refine rule logic
Support SIT/UAT cycles, defect resolution, and production validation