Financial Services Tech Consulting Rule Coding Senior, Investment Compliance - WAM - CRD / Aladdin
EY Studio+ Nederland•Boston, NY
•Hybrid
About The Position
We are seeking a Rule Coding specialist to support investment compliance implementations across leading OMS platforms including Charles River (CRD), Aladdin, and Sentinel. This role focuses on translating complex investment guidelines into system-enforced compliance rules and ensuring accurate implementation across asset classes and client account types.
Requirements
- Bachelor’s degree in Finance, Business, Engineering, or related field
- Minimum 3 years of experience in investment compliance rule coding, testing, or implementation
- Hands-on experience working with OMS platforms (CRD, Aladdin, Sentinel)
- Strong experience across equities, fixed income, and/or derivatives
- Experience interpreting investment guideline language and translating into coded rules
Nice To Haves
- Experience with guideline audits, compliance reviews, or account onboarding processes
- Familiarity with compliance breach analysis and remediation workflows
- Exposure to multi-asset portfolio compliance frameworks
- Strong ability to bridge business rules and technical implementation
- Attention to detail in validating rule logic and identifying edge cases
- Comfort operating in client-facing, fast-paced implementation environments
Responsibilities
- Interpret investment guidelines and regulatory requirements and translate them into system-based compliance rules
- Configure, code, and validate compliance rules across OMS platforms (CRD, Aladdin, Sentinel)
- Review rule logic to ensure alignment with guideline intent and expected functionality
- Perform testing and validation of compliance rules, including exception and breach analysis
- Support account onboarding, compliance audits, and rule certification activities
- Work across equities, fixed income, and derivatives asset classes and account types (Retail, Institutional, Private Client)
- Partner with compliance officers, portfolio managers, and technology teams to refine rule logic
- Support SIT/UAT cycles, defect resolution, and production validation
Benefits
- medical and dental coverage
- pension and 401(k) plans
- a wide range of paid time off options
- flexible vacation policy
- designated EY Paid Holidays
- Winter/Summer breaks
- Personal/Family Care
- other leaves of absence
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What This Job Offers
Job Type
Full-time
Career Level
Senior
