Financial Operations Associate

Broadridge•Town of Hunter, NY

1d•$26 - $28•Hybrid

About The Position

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is hiring! We’re seeking a Financial Operations to join our stellar team! You will be responsible for the daily processing of shareholder and DTC presentations related to various transfer agent activities. You will have the opportunity to review all paperwork associated with the presentation, and the subsequent processing or verification of the transactions.

Requirements

Bachelor’s degree or equivalent experience preferred
1+ years of prior Transfer Agent experience or Financial industry experience preferred
Strong MS Excel experience
Detail oriented and able to recognize errors in own work as well as the work of others
Able to multitask and prioritize critical items before all other daily tasks
Able to demonstrate high levels of initiative and motivation while also championing teamwork to manage to SLAs
Possess exceptional writing skills, with experience in drafting sympathetic responses
Possess the ability to monitor daily activities and proactively intervene when necessary to ensure accurate and timely responses
Have time management and data entry skills.

Responsibilities

Review and approval of shareholder and DTC presentations related to various stock transfer transaction types including: Routine and non-routine transfers, Inheritance transfers, Gift transfers, Cost basis processing, DTC processing (DWAC & DRS), DRIP/DSPP plan enrollments, New issuances of stock, Restricted stock transfers
Work on special projects within the unit to gain efficiencies and reduce costs.
Partner with other departments to resolve and remediate day to day issues that may arise.
Assist with testing requirements resulting from system enhancement initiatives.