FINANCIAL EXAMINER/ANALYST I - 43004168

State of Florida•Tallahassee, FL

1d•Hybrid

About The Position

The Office of Financial Regulation (OFR) is responsible for licensing, chartering, examining, and regulating depository and non-depository financial institutions and financial service companies, including state-chartered banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money transmitters throughout the state of Florida. The OFR operates from five (5) office facilities throughout the state of Florida, including Tallahassee (Headquarters), Miami, Orlando, Tampa, and West Palm Beach. The OFR may consider any of these office locations as the primary reporting office location. The OFR is a professional office environment with a public service-driven mission.

Requirements

A high school diploma or equivalent.
One (1) year of administrative, clerical, data entry or similar experience.
Knowledge of the methods of compiling and analyzing data
Knowledge of basic mathematics
Ability to review, analyze, and evaluate data
Ability to prepare reports
Ability to understand, interpret, and apply laws, rules, regulations, policies and procedures
Ability to plan, organize, and coordinate work assignments
Ability to communicate effectively
Ability to establish and maintain effective working relationships with others

Nice To Haves

An associate degree from an accredited college or university.
One (1) or more years of professional experience in analyzing, investigating, examining, or auditing within the securities, banking, and insurance industries or similar experience in another financial services industry subject to complex review, including similar experience within federal, state, or local government.
One (1) or more years of professional experience reviewing documents for accuracy or evaluating information against standards and analyzing data.
Effectively utilize agency hardware and software programs including proficient utilization of the REAL system.

Responsibilities

Analyze, review, and perform examination of applications and exhibits to support applications for registration as associated persons and notice filings for branch offices as required by Chapter 517, Florida Statutes.
Prepare inter-office referral and disciplinary reports for approval or rejection of applicants for registration as firms and associated persons due to background or disciplinary information.
Handle routine general questions from attorneys, accountants, regulators and the investing public regarding laws, rules, regulations, and department policies under Chapter 517, Florida Statutes, and regarding the registration records maintained by the Office pursuant to Chapter 517, Florida Statutes.

Benefits

Flexible work schedules for most positions.
Paid holidays and an annual personal holiday.
Paid vacation and sick leave.
Excellent health & life insurance options for individuals and/or family coverage.
Additional supplemental insurances available such as dental, vision, disability, etc.
Tax deferred medical and Dependent Care Benefit reimbursement accounts available.
Deferred Compensation opportunities.
Tuition waivers to attend state universities/community colleges.
Retirement plans and options.
Public Service Loan Forgiveness program.