Financial Control Analyst II

TIAA•Frisco, TX

9h•Onsite

About The Position

The Financial Control Analyst II plays a key role in the compliance alignment to the United States Sarbanes-Oxley (SOX) Act and audit coordination through continual testing of internal finance controls. This job assists with remediating gaps found through the testing process, while also working with external auditors to ensure the organization is compliant with SOX standards. Under moderate supervision, this job supports various efforts across the finance team, while also providing independent suggestions for potential improvements.

Requirements

2+ years of experience with controls, audit, accounting, or finance experience
Proficiency with Microsoft Office Products (Excel, Word, Visio)
General understanding of financial/operating reporting, auditing concepts and practices
Familiarity with Sarbanes-Oxley (SOX) requirements and concepts

Nice To Haves

3+ years of experience with controls, audit, accounting, or finance experience
CPA/CIA/CISA/CFE or CPA/CIA/CISA/CFE eligible
Experience with business intelligence tools (Power BI, Alteryx, Tableau)

Responsibilities

Analyzes the design and operation effectiveness of internal finance controls.
Reports findings and/or gaps discovered through finance controls testing to management.
Works with internal and external auditors to provide requested information.
Partners with process owners to ensure business processes are adequately documented within narratives and flowcharts.
Participates with development of remediation plans to address internal control deficiencies and failures arising from finance controls testing process.
Prepares control changes including additions, deletions and modifications to ensure the best possible control SOX framework is active within the organization.
Assists in the preparation of the annual SOX audit plan based on internal risk assessment processes.