FCRM Testing Specialist (Technology) (4832)

TD•Toronto, ON

5d•Onsite

About The Position

The Financial Crime Risk Management (FCRM) Enterprise Testing Team sits within the second line of defense and conducts design and operating effectiveness testing of AML/ATF, Sanctions, and ABAC controls within TD's business lines, relevant operational and control units, and key FCRM technologies, Enterprise-wide. The FCRM Testing Specialist will be responsible for independently leading all phases of the assigned testing review from end-to-end (scoping, fieldwork, reporting, and supervisory checklist) in line with the procedure with the support from the Team Lead and Team Members, including review of final test papers. This position will provide subject matter expertise on FCRM controls/processes and will execute testing activities independently, assuming leadership of a review with support from a Testing Lead. The role is responsible for leading testing of FCRM technologies including, but not limited to, those related to transaction monitoring, name screening, client risk rating, and reporting.

Requirements

University degree or equivalent work experience.
6+ years of experience in AML/ATF, audit, and/or control testing roles.
Experience/SME with IT General controls, Interface, application controls testing.
Ability to understand and build queries within SQL, Python and other data analytics tools.
Knowledge of AML/ATF regulations and current/emerging trends.
Strong interpersonal skills to facilitate working with business unit, FCRM advisory, senior management, and business partners at all levels.
Ability to communicate effectively in both oral and written form.
Ability to analyze, organize, and prioritize work while meeting multiple deadlines.

Nice To Haves

CAMS and/or CISA designation (or similar) preferred.
Prior management or supervisory experience is a plus.

Responsibilities

Execute and manage testing activities in accordance with established standards and strategic direction to achieve completion within targeted timelines.
Conduct skilled analytical research and analysis as part of the testing engagement and initiatives.
Present objective and independent opinion on the adequacy of processes and controls in accordance with regulatory and internal requirements.
Execute follow-up on findings raised from testing reviews in accordance with established standards.
Understand risk identification, risk analysis, and risk mitigation according to regulatory requirements and best business practices to assist in evaluation of FCRM controls and processes.
Develop strong relationships and work collaboratively with key stakeholders.
Own the review of the testing engagement, including all steps of the end-to-end testing process, which encompasses the communication and reporting of results.
Proactively identify matters which require additional attention, further escalation, or review, and liaise with the appropriate staff to resolve.