Executive Director, Senior Lead Financial Accountant

Wells Fargo & CompanyNew York, NY
$191,000 - $305,000Hybrid

About The Position

Wells Fargo is seeking an Executive Director, Senior Lead Financial Accountant to support Regulatory Interpretations & Reporting. This senior individual contributor is responsible for the interpretation, governance, and execution of broker-dealer regulatory reporting. This role acts as a key subject matter expert, translating complex regulatory requirements into clear, actionable guidance while driving consistency, accuracy, and timely compliance across the organization. Partners closely with Finance, Risk, Treasury, and business stakeholders to align on reporting treatment and strengthen the control environment.

Requirements

  • 7+ years of Finance, Accounting, Analytics, Financial Reporting, Accounting Reporting or Risk Reporting experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Nice To Haves

  • Deep expertise in SEC and FINRA broker-dealer regulatory reporting, including capital and FOCUS reporting
  • Proven ability to interpret complex regulatory requirements and translate them into clear, actionable reporting guidance
  • Strong experience in influencing senior stakeholders across Finance, Risk, and Treasury without direct authority
  • Background in data governance, data lineage, and regulatory reporting infrastructure
  • Experience enhancing controls, audit readiness, and regulatory compliance frameworks
  • Demonstrated involvement in regulatory exams, inquiries, or remediation efforts
  • Ability to drive consistency and standardization across reporting processes and business lines
  • Advanced analytical and problem-solving skills with a track record of resolving ambiguous interpretive issues

Responsibilities

  • Provide authoritative guidance on regulatory reporting rules and capital requirements, resolving complex interpretive issues
  • Ensure completeness, accuracy, and timeliness of filings to regulatory agencies (e.g., FINRA, SEC)
  • Establish standardized policies, controls, and processes across reports and business lines
  • Align Finance, Risk, Treasury, and business stakeholders on reporting treatment and data requirements
  • Strengthen data lineage, documentation, and audit readiness for regulatory submissions
  • Interface with regulators and influence interpretation of evolving rules

Benefits

  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Scholarships for dependent children
  • Adoption reimbursement
© 2026 Teal Labs, Inc
Privacy PolicyTerms of Service