Enterprise Risk Manager

First Bank•Raleigh, NC

21h•Onsite

About The Position

This role is part of the Enterprise Risk Management Group that is responsible for developing and implementing the bank's risk management framework. ERM is a growing organization focused on providing expert guidance, credible challenge, and effective oversight of risk-taking activities throughout the company. The organization plays a critical role in helping to inform bank management and the Board of Directors of the risks inherent in its actions and decisions, enterprise impacts, and opportunities to manage risk. This position will report directly to the Enterprise Risk Management Officer. This role proactively works with business unit management and stakeholders to identify and assess operational, technology, reputational, strategic, financial, and legal risks and ensure adherence to regulatory, legal, corporate and/or functional requirements. While this position is expected to have people management acumen and leadership abilities at the onset of employment. The department will not be fully staffed at the time of hire however the intent is for this role to manage a team of analysts in the near future. The pacing of the team fulfillment is subject to change.

Requirements

Previous Controls Testing experience and/or Audit within areas such as general banking operations including deposit operations, loan administration, treasury management and/or other commercial and consumer banking products and services.
Advanced knowledge of risk management principals and regulatory compliance requirements.
2+ years in a supervisory role.
6+ years in risk and/or compliance
6+ years of experience in testing technical controls in financial institutions
Strong organizational, analytical, critical thinking and problem-solving skills.
Ability to deal with ambiguity and navigate through complex situations.
Bachelor's degree or military experience.
Experience with Microsoft data solutions.

Responsibilities

Lead and facilitate process mapping activities with business stakeholders to document end-to-end workflows, identify key risks and controls, assess process gaps, and support continuous improvement and risk management objectives.
Support the execution and enhancement of second line of defense Enterprise and Operational Risk Programs specifically in support of the identification and testing of controls.
Serve as liaison between the business and the GRC platform.
Provide guidance and effective challenge for operational, technology, reputational, strategic, financial, and legal risks related to controls testing.
Perform independent control testing activities and document results.
Establish and maintain relationships during testing engagements with both business partners and second line of defense subject matter experts.
Execute tasks assigned by management to deliver on personal and team objectives.
Prepare various reports by collecting, analyzing, visualizing, and summarizing source data.
Contribute to all aspects of the Bank’s GRC platform, including design, configuration and development, testing, implementation, integrations and data feeds, production support, and ongoing maintenance for core and on-demand applications.
Collaborate with all bank stakeholders to assist in the building of solutions that support business requirements and processes for continuous process improvement.
Contribute to the implementation of new GRC use cases, development, and configuration changes to the GRC platform.
Administer and support the GRC platform including, but not limited to, managing customization of objects, fields, record types, page layouts and, validation rules where defects are found.
Follow software development lifecycle and testing best practices / standards.
Collaborate closely with relevant risk and business stakeholders in gathering, understanding, documenting, and converting business requirements into technical solutions in the system.
Identify effective solutions and anticipate future requirements to leverage system capabilities to creatively meet the needs of all business functions in the system.
Work with end-users to create and manage complex workflow rules, test scenarios, data validation, notification or workflow triggers, and coordinating user acceptance testing.
Develop and maintain all reports, dashboards, workflows and sharing rules within the GRC platform to improve visibility to risk management and issues management activities, and risk and control profiles.
Monitor GRC performance, oversee daily operations of system to ensure performance and availability, and troubleshoot with GRC platform owner directly when necessary.
Perform research, system analysis, troubleshooting, programming, or other activities which might be required for the support and development of GRC platform.
Ensure timely, effective, and quality fixes to defects, while working collaboratively with GRC stakeholders.
Complete annual compliance courses.
Adhere specifically to all corporate policies and procedures.
Adhere to Federal and State regulations and laws; including, the Bank Secrecy Act and the Anti-Money Laundering Act.
Adhere to our Service Excellence standards and promote their implementation with peers and associates they support.
Perform other duties as required.