Enterprise Risk Associate

Axos Bank • Omaha, NE

7d • $55,000 - $75,000

About The Position

Axos Clearing LLC is seeking an Enterprise Risk Associate to monitor and report on key risk and performance indicators (KRIs/KPIs), track enterprise and operational risks, and partner with business units to ensure risks, controls, issues, and remediation plans are accurately documented and managed. The role supports enterprise risk governance through data analysis, risk reporting, board and management reporting, and ongoing enhancements to the Bank’s risk management framework.

The target salary range is $55,000 to $75,000 per year. Actual starting pay may vary based on factors including geographic location, experience, skills, specialty, and education. The position is eligible for discretionary annual cash and restricted stock unit bonus targets of 5% each. These bonuses may be awarded semi-annually based on achievement of performance goals and targets.

Requirements

• 2–5 years of experience in the financial services or brokerage industry.
• 2–5 years of risk management experience within the financial services or brokerage industry.
• College degree, preferably in accounting, economics, or finance, or equivalent experience.

Nice To Haves

• Risk management designations.
• FINRA licenses 7, 63, and 24 (preferred, not required).

Responsibilities

• Establish and monitor key risk indicators and key performance indicators (KRIs/KPIs), including automating their calculation and monitoring, to support informative, risk-based decisions by senior management.
• Monitor and report on tolerance breaches and related action plans, and follow up on breached key risk indicators.
• Work across Risk and all lines of business to identify, monitor, document, and track actions related to operational risk assessments, enterprise risks and controls, and key risk indicator monitoring.
• Communicate regularly with business units to maintain the integrity of inventoried risks, controls, KRIs, issues and remediation updates, and loss events.
• Review relevant bank reporting to ensure complete and accurate data for tracking and risk reporting.
• Drive enhancements to enterprise risk management processes, including governance activities, senior management and board committee reporting, and regular engagement with business unit leadership.

Benefits

• Medical, dental, vision, and life insurance.
• Paid sick leave, three weeks of vacation, and approximately 11 holidays per year.
• HSA or FSA account and other voluntary benefits.
• 401(k) retirement savings plan with employer match and 529 savings plan.
• Employee mortgage loan program.
• Free access to an Axos Bank account with self-directed trading.
• Eligible for a discretionary annual cash bonus target of 5%, potentially awarded semi-annually based on performance goals and targets.
• Eligible for a discretionary annual restricted stock unit bonus target of 5%, potentially awarded semi-annually based on performance goals and targets.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level