Enterprise Risk Associate

Axos Bank•Omaha, NE

About The Position

Axos is seeking an Enterprise Risk Associate to monitor and report on key risk and performance indicators (KRIs/KPIs), track enterprise and operational risks, and partner with business units across the organization to ensure risks, controls, issues, and remediation plans are accurately documented and managed. The role supports enterprise risk governance through data analysis, risk reporting, board and management reporting, and ongoing enhancements to the Bank's risk management framework.

Requirements

  • 2–5 years of experience in the Financial Services or Brokerage Industry.
  • 2–5 years of experience in Risk Management within the Financial Services or Brokerage Industry.
  • College degree, preferably in accounting, economics, or finance, or equivalent experience.

Nice To Haves

  • Risk Management designations.
  • FINRA licenses 7, 63, and 24; preferred but not required.

Responsibilities

  • Establish and monitor key risk indicators and key performance indicators (KRIs/KPIs), including automating their calculation and monitoring, to help senior management make informed, risk-based decisions.
  • Monitor and report on tolerance breaches and related action plans, including following up on breached key risk indicators.
  • Work across Risk and all lines of business to identify and monitor operational risk assessments, enterprise risks and controls, and key risk indicator activity, ensuring related actions are documented and tracked.
  • Communicate regularly with business units to maintain the integrity of inventoried risks, controls, KRIs, issues and remediation plans, and loss events.
  • Review relevant bank reporting to help ensure complete and accurate data is maintained for tracking and risk reporting.
  • Drive enhancements to enterprise risk management processes, including governance activities, senior management and board committee reporting, and regular engagement with business unit leadership.

Benefits

  • Medical, dental, vision, and life insurance.
  • Paid sick leave, three weeks of vacation, and holidays (about 11 per year).
  • HSA or FSA account and other voluntary benefits.
  • 401(k) retirement savings plan with employer match.
  • 529 Savings Plan.
  • Employee Mortgage Loan Program.
  • Free access to an Axos Bank Account with Self-Directed Trading.
  • Eligibility for an annual discretionary cash bonus target of 5%.
  • Eligibility for an annual discretionary restricted stock units bonus target of 5%; discretionary target bonuses may be awarded semi-annually based on achievement of performance goals and targets.
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