Director, Senior Audit Project Leader
About The Position
We’re seeking a future team member for the role of Director, Capital Management Audit to join our Capital Management Auditing team. This role is located in New York, New York. In this role, you’ll make an impact in the following ways: Support audit engagements of CCAR and stress testing processes, from planning and scoping through reporting and follow-up. Evaluate governance, risk management, and control frameworks supporting capital planning and regulatory submissions (FR Y-14A, SR 15-18 Dodd-Frank Act stress testing). Assess design and operating effectiveness of key controls around data integrity, model governance, scenario development, capital policy, and capital stress methodologies. Partner with Model Risk, Finance, and Treasury to test model validation processes, challenge assumptions, and verify regulatory compliance. Identify control gaps and process inefficiencies; develop actionable recommendations and discuss findings with senior management. Track remediation efforts, monitor progress against audit issues, and report status to Audit leadership and the Audit Committee. Stay abreast of evolving regulatory requirements and guide internal stakeholders on anticipated impacts to capital stress testing. Promote best practices in risk assessment and audit methodology.
Requirements
- Master’s degree in accounting, Finance, Economics, or related discipline
- Minimum 12+ years of audit experience, including significant exposure to capital management, CCAR, or stress testing engagements
- Knowledge of Treasury and capital markets operations
- Deep understanding of CCAR submission requirements, FR Y-14A/Q/S reporting, DFAST and Basel regulatory frameworks
- Proven track record participating in complex, multi-disciplinary audit projects in a large financial institution
- Strong analytical, problem-solving, and communication skills
Nice To Haves
- Experience with audit tools (e.g., TeamMate, Galvanize, ACL IDEA) and data analytics platforms
- Demonstrated expertise in Agile audit methodologies and continuous auditing are preferred
- Knowledge of Treasury and capital markets operations and prior exposure to model risk management and validation processes are preferred
- Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or equivalent professional certification are preferred
Responsibilities
- Support audit engagements of CCAR and stress testing processes, from planning and scoping through reporting and follow-up
- Evaluate governance, risk management, and control frameworks supporting capital planning and regulatory submissions (FR Y-14A, SR 15-18 Dodd-Frank Act stress testing)
- Assess design and operating effectiveness of key controls around data integrity, model governance, scenario development, capital policy, and capital stress methodologies
- Partner with Model Risk, Finance, and Treasury to test model validation processes, challenge assumptions, and verify regulatory compliance
- Identify control gaps and process inefficiencies; develop actionable recommendations and discuss findings with senior management
- Track remediation efforts, monitor progress against audit issues, and report status to Audit leadership and the Audit Committee
- Stay abreast of evolving regulatory requirements and guide internal stakeholders on anticipated impacts to capital stress testing
- Promote best practices in risk assessment and audit methodology
Benefits
- highly competitive compensation
- benefits
- wellbeing programs
- access to flexible global resources and tools
- generous paid leaves
- paid volunteer time
- medical, dental, vision, and basic life insurance plans
- various paid time off benefits, such as vacation and sick time
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What This Job Offers
Job Type
Full-time
Career Level
Director
