Director, AM Treasurers Office - Transfer Agent Oversight

Fidelity Investments•Boston, MA

1d•$110,000 - $222,000•Onsite

About The Position

As a Director of Transfer Agent Oversight in Asset Management’s Treasurers Office, you will be responsible for supporting the oversight program related to the Fidelity Funds Transfer Agent functions. This role will interact directly with Fidelity’s Transfer Agents (internal and external) to evaluate their operations and system capabilities to ensure compliance with Fund policies, and will monitor, develop, and implement processes for monitoring operational and regulatory compliance. As a specialist on Fidelity’s Fund policies, you will work with senior levels of management to either modify current Fund policies or set new policies and will make recommendations on complex, technical operational issues. You will engage with various groups within Fidelity on new products and product changes to ensure appropriate policies, controls and disclosures are in place. Finally, the Director may participate in other departmental initiatives as determined by the Vice President Transfer Agent Oversight.

Requirements

A minimum of 9 years industry or equivalent experience
4 plus years mutual fund operations or transfer agent related experience
A Bachelor’s degree or equivalent
Knowledge of Transfer Agent risk and/or compliance a plus
Knowledge of Proxy, Alternatives Administration/Oversight and Digital Asset Ops is a plus
Ability to influence business partners and build strong relationships with Senior Leaders
Excellent verbal, written and formal presentations communication skills
Possess strong research and analytical skills
Ability to apply sound judgment to spot issues, assess risks, and identify items requiring escalation
Possess excellent organizational skills
Ability to make and effectively communicate decisions
Unwavering dedication to accuracy, quality, and completion of tasks

Responsibilities

Support the oversight program related to the Fidelity Funds Transfer Agent functions.
Interact directly with Fidelity’s Transfer Agents (internal and external) to evaluate their operations and system capabilities to ensure compliance with Fund policies.
Monitor, develop, and implement processes for monitoring operational and regulatory compliance.
Work with senior levels of management to either modify current Fund policies or set new policies.
Make recommendations on complex, technical operational issues.
Engage with various groups within Fidelity on new products and product changes to ensure appropriate policies, controls and disclosures are in place.
Participate in other departmental initiatives as determined by the Vice President Transfer Agent Oversight.