Director, Aggregate Monitoring

Fidelity•Boston, MA

7d•Onsite

About The Position

Manage and oversee a team of individuals responsible for pre-trade and post-trade compliance monitoring which spans across all product types. Provide strategic direction to meet both the team’s and organization’s goals. Educate investment professionals on applicable firmwide compliance limits and implement effective mechanisms to provide timely reporting. Collaborate with business partners to lead business initiatives, resolve complex issues, and drive consensus to align with compliance requirements. Solve business and operational problems with a focus on process improvement and automation. Provide Asset Management Compliance senior leaders with information on current trends and issues recognized during assignments and recommend plans for improvement.

Requirements

Bachelor’s degree and typically 10 plus years in the financial services industry, compliance, legal, risk, and/or audit experience
Broad and deep experience in the area of investment compliance, investment support, or investment operations
Strong leadership and talent development skills
Exceptional relationship management, communication and influencing skills
Independent thinker; accountable for and skilled in exercising sound judgment
High degree of integrity and strong work ethic; orientation toward results; positive attitude
Strong analytical, organizational, and problem solving skills
Detail oriented with a focus on potential anomalies in trading and investment management behaviors
Ability to explain complex regulatory and policy requirements to all levels of the organization

Responsibilities

Manage and oversee a team of individuals responsible for pre-trade and post-trade compliance monitoring which spans across all product types
Provide strategic direction to meet both the team’s and organization’s goals
Educate investment professionals on applicable firmwide compliance limits and implement effective mechanisms to provide timely reporting
Collaborate with business partners to lead business initiatives, resolve complex issues, and drive consensus to align with compliance requirements
Solve business and operational problems with a focus on process improvement and automation
Provide Asset Management Compliance senior leaders with information on current trends and issues recognized during assignments and recommend plans for improvement