Data – Compliance Senior Analyst II

Interactive Brokers GroupGreenwich, CT
Hybrid

About The Position

Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. This is a hybrid role (4 days in office / 1 day remote). The Senior Compliance Data Analyst’s primary focus will be to support the continued adoption of the Interactive Brokers Data policies and procedures, oversee governance efforts to strengthen data lifecycle management across the enterprise, and collaborate with technical and business stakeholders to strengthen data quality.

Requirements

  • 5-7 years’ experience with a broker-dealer, investment manager or regulator
  • Solid academic background with a Bachelors or Masters in Finance, Business, Economics, Computer Science, Data Sciences or Information Systems preferred
  • Experience with data catalog, business glossaries, mapping and metadata management tools
  • Experience with data classification and data loss protection policies and controls
  • Experience with triaging data incidents
  • Working knowledge of data related regulations for data management and data protection
  • Ability to develop solutions that satisfy relevant regulations while executing sound business judgment
  • Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision
  • Self-motivated and able to handle tasks with minimal supervision
  • Superb analytical and problem-solving skills
  • Excellent collaboration and communication (verbal and written) skills
  • Outstanding organizational and time management skills

Nice To Haves

  • Knowledge of UNIX, SQL, Python and databases is a plus

Responsibilities

  • Support the continued adoption of the Interactive Brokers Data policies and procedures
  • Oversee governance efforts to strengthen data lifecycle management across the enterprise
  • Collaborate with technical and business stakeholders to strengthen data quality
  • Produce source to destination data maps for AML compliance reports and systems
  • Design periodic and adhoc supervisory reports and complete associated reviews
  • Guide and manage data incidents and remediation
  • Implement internal control enhancements and appropriately solution potential compliance matters
  • Assist coordinate responses to regulatory inquiries from foreign and US regulators
  • Draft and implement firm policies, controls and written supervisory procedures

Benefits

  • Competitive salary, annual performance-based bonus, and stock grant awards
  • 401(k) retirement plan with competitive company match
  • Excellent health and wellness benefits, including medical, dental, and vision benefits. 100% employer-paid medical premiums, with generous employer contributions to dental & vision plans as well.
  • Wellness screening and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
  • Generous paid parental leave (up to 16 weeks paid parental leave for eligible employees)
  • Company-paid basic life insurance, accidental death & dismemberment (AD&D), and short- and long-term disability coverage
  • Flexible Spending Accounts (Healthcare, Dependent Care, and Commuter FSAs)
  • Quarterly fitness stipend to offset costs associated with traditional gym and fitness memberships or fees
  • Education reimbursement and professional development opportunities
  • Legal services, telehealth access, and voluntary insurance options
  • Backup child and adult care support through Care.com
  • Daily lunch allowance and fully stocked kitchen with healthy breakfast and snack options
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