Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance with the regulations governing transactions in the financial markets. The Asset & Wealth Management Regulatory Controllers (AWM-RC) team is responsible for helping AWM meet its global regulatory reporting obligations while navigating an evolving regulatory landscape. We partner closely with portfolio managers, COOs, Legal, Compliance, Risk, Operations, Engineering, and Finance to interpret regulatory requirements, implement change, and maintain a robust reporting and control framework. AWM-RC oversees regulatory reporting across a broad range of global regimes, including SEC, CFTC, Volcker, AIFMD, UCITS, CSSF, and other jurisdiction-specific requirements. We support new fund launches, acquisitions, business initiatives, and strategic technology transformations to ensure regulatory compliance is embedded into the firm's operating model. Leveraging deep expertise across asset classes, products, data, and risk management, the team establishes regulatory reporting policies, governs data and reporting standards, oversees external reporting vendors, and performs final review and submission of regulatory filings. Our work spans complex regulatory calculations, including derivatives exposure, counterparty risk, liquidity, leverage, and portfolio risk metrics. As a member of AWM-RC, you will play a key role in ensuring the accuracy, completeness, and integrity of AWM's global regulatory reporting program while helping shape the future state of our data, reporting, and control architecture.
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Job Type
Full-time
Career Level
Mid Level