Compliance Sr. Analyst
About The Position
We are seeking a proactive, curious, and diligent business compliance senior analyst to work with the Affinity Solutions business teams to oversee a variety of clients and business driven legal, compliance, and regulatory requests. In this role you will work closely with Affinity client, product, and financial teams, while collaborating with Securian’s law and compliance teams and external partners. You will be responsible for supporting Affinity’s business compliance and regulatory oversight programs and best practices that prioritize and balance outcomes in support of Affinity’s client sales and retention goals.
Requirements
- Strong research and analytical skills with the ability to evaluate information and provide accurate, timely responses to a variety of inquiries.
- Strong problem solving, negotiation and communication skills to understand and incorporate compliance into business unit processes in a way that meets business requirements.
- Experience enforcing compliance with policies and procedures, as well as revising those policies and procedures based on audit findings or regulatory changes.
- Flexibility, strong organization and planning skills, as well as attention to details with the ability to manage changing priorities.
- Excellent track record working across functions and with all levels of stakeholders
Nice To Haves
- 3+ years of relevant business compliance, regulatory, or other relevant experience
- Experience or familiarity with insurance law, consumer financial services law, financial institution regulation, or related field.
- Experience with Affinity Solutions markets and products
- Data Analysis
- Data Reporting
- Project Coordination
- Sales Process
Responsibilities
- Coordinate client & partner due-diligence responses, including aggregation and updating of standard responses in coordination with Affinity and enterprise business partners.
- Monitor third-party administrator (TPA) audit administration by coordinating scheduling, document collection, status tracking, and follow-up on findings and remediation items. Also advocates for internal teams’ concerns and recommends solutions to align with remediation agreements.
- Support regulatory inquiries and market conduct examination responses by coordinating required information, monitoring deadlines and action items, and following up with internal teams and third parties as needed.
- Lead complaint review documentation and monitor trends.
- Engaged in legislative and regulatory developments that could impact Affinity products or operating models, to assist with documenting, communicating, and coordinating identified changes as needed.
- Administer the intake and tracking of TPA and client marketing materials submitted for Product & Advertising Compliance review, including creating Admaster entries and coordinating annual and ad hoc submissions.
- Create and maintain business-area marketing content within Adobe Express, supporting affinity partner and sales initiatives through video creation assets.
Benefits
- Paid time off
- Leave programs (parental leave, caregiver leave for family members, bereavement and military leave)
- Nine company paid holidays
- Company-funded pension plan
- 401(k) retirement plan with company contribution up to 10 percent of eligible earnings
- Medical coverage
- Dental coverage
- Vision coverage
- Volunteer paid time off
- Dollar-for-dollar matching gift program
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What This Job Offers
Job Type
Full-time
Career Level
Senior
Education Level
No Education Listed
