Compliance Specialist

Hy-Vee, Inc.•West Des Moines, IA

1d•Onsite

About The Position

The Compliance Specialist plays a crucial role in ensuring that Midwest Heritage adheres to all applicable federal and state regulations, internal policies, and industry best practices. This position supports the VP of Compliance and Audit in the day-to-day operations of the compliance program, including monitoring, reporting, training, and assisting in regulatory filings.

Requirements

Commitment to the Midwest Heritage mission and willingness to promote the values of the organization.
Strong organizational and time management skills with the ability to prioritize multiple tasks and meet deadlines.
Proficient computer skills. Microsoft Office preferred (Outlook, Power Point, Excel and Word.)
Good verbal and written communication skills.
Strong interpersonal skills; ability to relate to and interact with people in a friendly, professional manner.
Strong detail orientation including the ability to review forms for accuracy and completeness.
High school diploma or equivalent.
Two plus years of related experience (banking experience required).

Nice To Haves

Bachelor’s degree in related field preferred.

Responsibilities

Assist in creating and maintaining Standard Operating Procedures for the compliance department.
Complete risk-based compliance monitoring to ensure Midwest Heritage maintains compliance with all applicable federal and state regulations and laws. This includes, but is not limited to, loan file review, HMDA data verification, flood, deposit product change in terms, and CRA.
Assist in development and delivery of compliance training programs to employees to ensure they understand regulatory requirements and the bank’s compliance policies. Additionally, keep management and other bank personnel informed of new regulatory requirements or changes to existing regulations.
Prepare regular compliance reports for Compliance Committee documenting the Regulatory Compliance Monitoring Program.
Assist with formulating and updating bank policies and procedures to maintain compliance with all applicable federal and state regulations and laws.
Support the VP of Compliance and Audit in preparing for and completion of regulatory examinations and audits.
In rotation with the VP of Compliance and Audit, review marketing material for regulatory compliance.
Serves as backup to AVP Compliance in their absence for Bank Secrecy Act duties, including CTR and SAR filing, review of 314a reports, Prime alerts Member of the Compliance Committee.
Special projects, as assigned, and serves as backup to VP of Compliance and Audit in their absence.