Compliance Specialist

Farmers & Merchants Bank of Central California • Lodi, CA

16d • Onsite

About The Position

The individual in this position performs a variety of functions related to HMDA data information collection and reporting along with consumer loan monitoring activities. They also maintain regulatory Bank compliance training records. Individual must have the ability to learn and apply new information quickly or be familiar with standard concepts, practices and procedures of the bank’s regulatory banking laws & regulations. This individual works under general supervision. A certain degree of creativity and latitude is required.

Requirements

• The ability to effectively communicate orally and in writing in a professional and effective manner with Bank personnel.
• Detail-oriented.
• Strong organizational skills.
• Ability to learn new information and apply it to real life situations.
• Prioritize workflow and complete multiple tasks simultaneously and accurately.
• Demonstrate ability to exercise good judgment, initiative and tact in dealing with Bank staff.
• Present a professional, business-like manner and appearance.
• Maintain confidentiality.
• Continuous sitting.
• Occasional standing/walking.
• Occasional reaching overhead/extension.
• Frequent handling of paperwork and computer equipment.

Nice To Haves

• The successful completion of at least an Associate of Arts Degree (AA) in business or related focus preferred.
• Familiar with standard concepts, practices and procedures of the bank’s regulatory banking laws & regulations.

Responsibilities

• Pull file and gather required HMDA data elements for assigned files.
• Tag information gathered in file.
• Geocode addresses from the FFIEC Geocoding System.
• Enter the HMDA data to the CRA WIZ HMDA Data Software.
• Validate the accuracy of the data input.
• Maintain detailed records of all work performed.
• Help build out the Bank’s Lending Monitoring Compliance.
• Ensure all non-funded application data matches the Loan Center log.
• Validate the accuracy of the draft report.
• Issue status report to management.
• Provide back up support on the Bank’s PPMs and Circulars.
• Issue properly formatted material within expected timeframes.
• Keep detailed records of all work performed.
• Create & maintain all department files (which includes miscellaneous filings).
• Handle departmental supply inventory.
• Box up items and place storage label on the box to be sent to storage.
• Other duties as assigned by Chief Compliance Officer / Compliance Manager.

Benefits

• Benefited

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Education Level: Associate degree