Compliance Specialist I

Herring Bank•Amarillo, TX

9h•Onsite

About The Position

Herring Bank is seeking a detail-oriented and analytical Compliance Specialist I to support the Bank’s Compliance Management System through internal monitoring, regulatory review, and compliance support activities. This role is responsible for helping ensure adherence to applicable banking laws, regulations, and internal policies while supporting the Compliance Officer with monitoring reviews, reporting, risk assessments, and regulatory change management. The ideal candidate will bring strong HMDA and Third-Party Risk Management experience within a banking environment, along with the ability to identify compliance risks and support effective remediation efforts.

Requirements

Strong knowledge of HMDA reporting, monitoring, and Fair Lending review processes
Experience with Third-Party Risk Management programs and vendor oversight processes
Analytical mindset with strong attention to detail and organizational skills
Ability to manage multiple priorities in a fast-paced environment
Strong written and verbal communication skills
Ability to work independently while collaborating effectively across departments
Sound judgment and ability to maintain confidentiality
Commitment to providing excellent customer and employee support
High school diploma required
Minimum of 5 years of relevant banking or compliance experience preferred
Experience in banking compliance, audit, risk management, or related financial services functions
Knowledge of consumer compliance regulations and regulatory monitoring practices
Proficiency with Microsoft Office and general computer applications
Ability to pass a background and credit check

Nice To Haves

Bachelor’s degree in Business, Finance, or related field preferred

Responsibilities

Perform internal compliance monitoring reviews across lending and operational areas of the Bank
Conduct secondary reviews of HMDA data to ensure accuracy, completeness, and identification of potential Fair Lending concerns
Support Third-Party Risk Management monitoring, documentation, and risk assessment processes
Review Flood Insurance documentation and insurance coverage requirements for accuracy and completeness
Monitor compliance with applicable banking regulations including HMDA, ECOA, UDAAP, SAFE Act, Electronic Funds Transfer Act, and Expedited Funds Availability Act
Assist in identifying, documenting, and tracking compliance issues and remediation efforts
Support the development and maintenance of compliance policies, procedures, and monitoring processes
Assist with regulatory change implementation and communication to Bank personnel
Participate in internal and external audit reviews as needed
Assist with compliance training initiatives and preparation of compliance committee and Board reporting
Maintain current knowledge of banking regulations, regulatory guidance, and industry best practices
Foster a collaborative team environment and provide excellent internal customer support