Compliance Risk Management Lead - Vice President

JPMorganChase•Jersey City, NJ

18h

About The Position

As a key member of JPMorgan Chase’s Risk Management and Compliance team, the Compliance Risk Management Lead will help maintain the strength and resilience of the firm by identifying and addressing new and emerging risks. Within the Global Financial Crimes Compliance (GFCC) organization, the role develops requirements and standards for the firm’s enterprise-wide Anti-Money Laundering (AML) and Sanctions Programs. It oversees and coordinates AML and sanctions coverage across the firm, creates policies, procedures, and standards that comply with regulatory guidance and heightened expectations, and executes GFCC activities. The role supports Global Banking business functions and sales teams on AML compliance matters, including Investment Banking and Commercial Banking and Financing products and services. It advises on financial crime risks in business initiatives, transactions, change management, and strategic investments; evaluates AML risks and controls; and recommends improvements to policies and processes. The position also monitors industry trends and emerging risks, keeps business and Compliance colleagues informed, and builds relationships with stakeholders while providing oversight and credible challenge to senior-level committees and forums across CIB and GFCC.

Requirements

At least 6 years of work-related experience in Risk Management and Compliance at a global financial institution.
Strong knowledge of Commercial and Investment Banking (CIB) products, services, and client types.
Working knowledge of digital assets and tokenization initiatives, with experience supporting related business, risk, compliance, or regulatory efforts.
Expert-level knowledge of and experience implementing GFCC AML/KYC programs, assessments, OFAC/Sanctions, and client Anti-Corruption Compliance.
High proficiency and demonstrated experience presenting to and advising senior leadership and regulators.
Proven ability to establish a strategic vision and drive strong outcomes and results.
Excellent analytical and problem-solving skills, an inquisitive nature, and comfort challenging current practices.
BA/BS degree required.
Strong ability to communicate a clear vision and direction and lead within a complex global organization.
Ability to assess controls and processes to identify opportunities for automation and technological advancement.

Responsibilities

Support business functions with day-to-day AML compliance issues involving Global Banking activities and products, including Investment Banking and Commercial Banking and Financing products and services.
Support the sales team in interpreting and implementing GFCC AML/KYC processes and assessing the control environment, OFAC/Sanctions, and client Anti-Corruption Compliance.
Help develop, review, and provide feedback on Financial Crime and Operational Risk Assessments, higher-risk client types, KYC, and Customer Escalation Standards.
Advise on new business initiatives, change management, mergers and acquisitions, deals, and strategic investments by assessing the financial crime risk impact of proposed products and services.
Identify and assess AML risks, including risks related to client types, geographic locations, and financial transactions.
Recommend improvements to AML controls that strengthen processes while maintaining efficiency.
Implement controls to address AML findings and mitigate AML risk.
Review existing AML policies for effectiveness and coverage of current or emerging risks.
Monitor industry trends and emerging risks, anticipate regulatory areas of focus, and keep business and Compliance colleagues informed.
Promote professional development, collaboration, and efficiency.
Build stakeholder relationships and provide oversight and credible challenge to senior-level committees and forums across CIB and GFCC.