Compliance – Risk Management Global Financial Crimes Lead - Vice President

JPMorgan Chase & Co.•Jersey City, NJ

4d•$128,250 - $195,000

About The Position

As a Compliance Manager / Vice President in Asset Wealth Management (AWM) Global Financial Crimes Compliance, you advise the U.S. Private Bank on financial crimes-related client matters, assess execution of the Know your Customer (KYC) program, and provide oversight of key Anti-Money Laundering (AML)/KYC controls. You serve as the Bank Secrecy Act Officer for Six Circles Trust, supporting board reporting, regulatory change awareness, and ongoing assessment of program effectiveness. You will collaborate with stakeholders across Risk Management and Compliance, helping us maintain strong controls and drive continuous improvement. Together, we ensure the firm’s resilience and responsible growth.

Requirements

6+ years of experience in financial crimes compliance, risk management, controls, audit, legal, or related roles
Experience with AML/KYC requirements, customer due diligence, enhanced due diligence, beneficial ownership, suspicious activity escalation, sanctions, or related controls
Exposure to Private Bank, wealth management, asset management, mutual fund, registered investment company, broker-dealer, or similar business models
Ability to evaluate AML/KYC control frameworks and assess program execution against regulatory expectations
Experience with new product or business initiative risk assessments, change governance, issue management, control testing, audit, regulatory examinations, or remediation
Strong analytical, problem-solving, and judgment skills to identify risk themes and recommend solutions
Excellent written and verbal communication skills for preparing materials for senior management, governance forums, regulators, auditors, or boards
Ability to influence cross-functional stakeholders and manage multiple priorities in a fast-paced, highly regulated environment

Nice To Haves

Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), or similar compliance, financial crimes, audit, or risk certification
Experience serving in or supporting a Bank Secrecy Act (BSA) Officer, AML Officer, or similar governance role
Experience with mutual fund AML programs, registered investment company requirements, or Investment Company Act-related governance
Knowledge of the Bank Secrecy Act, USA PATRIOT Act, FinCEN requirements, Office of Foreign Assets Control (OFAC) sanctions, customer due diligence requirements, and AML program expectations
Experience preparing board-level, senior management, regulatory, audit, or compliance committee reporting
Familiarity with process improvement, automation, data quality, or workflow enhancement initiatives within a compliance or control environment

Responsibilities

Prepare AML/KYC materials and periodic reporting for the Six Circles Trust Board of Directors
Support ongoing oversight of the Six Circles Trust AML/KYC program, including updates, issue tracking, and effectiveness assessment
Provide senior management with regular updates on key AML/KYC issues, control matters, and emerging risks
Review and advise on financial crimes-related escalations involving U.S. Private Bank clients
Guide business and control stakeholders on AML/KYC risks, regulatory expectations, and internal policy requirements
Collaborate across Global Financial Crimes Compliance teams to deliver consistent guidance
Participate in forums across Risk Management and Compliance, Client Operations, Quality Control, and Governance
Identify, document, and escalate potential concerns, emerging risks, control gaps, and program issues
Support compliance testing, internal audit reviews, regulatory examinations, and remediation activities
Assist with annual review of selected higher-risk client types
Review business initiatives, product changes, and process enhancements affecting AML/KYC requirements