Compliance - Operational Risk Management Lead - Vice President
About The Position
As a Risk Assessment Central Analytics Vice President within Compliance, Conduct and Operational Risk (CCOR), you will work in the Operational Risk Management (ORM) Risk Assessment Central Analytics Team as part of the Second Line of Defense (2LOD). You will perform data analytics for various operational risk assessments across the firm, including ratings and written narratives to evaluate and challenge the sufficiency of the First Line of Defense (1LOD) Risk Assessments, as well as drive and lead various programmatic initiatives. You are expected to promote a strong risk culture by developing a solid subject matter expertise on operational risk within the firm’s lines of business (LOBs) and Legal Entities (LEs) to carry forward thought leadership and approach on operational risk assessments for the firm. You will be part of the ORM Central Analytics Team that works within a highly visible, heavily deadline-driven environment. Success in the role will require you to have a meticulous, strong, independent curiosity yielding productive research, ability to integrate disjointed information, and a propensity to think holistically.
Requirements
- Bachelor's Degree, required.
- 10+ years’ experience in operational risk management with a concentration on Technology or Cyber Operations related to financial services, business administration or finance.
- Excellent, professional oral and written communication skills
- Very strong data mining and advanced analytics skills required utilizing MS Office Suite, i.e. Excel (advanced formulas, VBA), Large Language Models (AI) and advanced PowerPoint skills.
- Analyze data effectively, distill insights / themes into easily understandable terms.
- Possess a sense of urgency, proactive, intellectual curiosity, resourcefulness, excellent analytical, problem-solving skills, and follow-through.
- A self-starter who adapts to a fast paced and results driven environment and who is committed to put in the necessary time to meet deliverables.
Nice To Haves
- Master’s degree in Cybersecurity management.
- Experience in Operational Risk is a plus.
- Experience in Alteryx is preferred.
Responsibilities
- Perform detailed analytics centered on operational risks metrics, (such as risk impact and effectiveness of controls) along with other quantitative and qualitative data points to assess the firm’s/LOB’s/LE’s current state of operational risk.
- Engage with all levels of CCOR contacts for key information such as current events, issues, operational losses, and watch items that could materially affect a specific risk assessment. Present CCOR’s effective challenges of 1LOD’s assessment ratings or commentary.
- Prepare executive risk assessment summaries for Executive Leadership and Board consumption that are factually substantiated, highlighting operational and compliance key risks, events, issues, remediation, Key Risk Indicators and Key Performance Indicators (KRIs / KPIs), trends, and watch areas that deliver a clear, easy to understand conclusion on risk.
- Assist in consolidating risk assessment presentation, recommended effective challenges, and supporting key documentation for CCOR Executive Risk Owner’s review and feedback.
- Engage on project related work necessary to take the risk assessment program to the next level. Work closely with leadership and team members to accomplish project milestones by conducting user acceptance testing, AI prompting, research, and/or analytics to contribute to various strategic priorities
Benefits
- comprehensive health care coverage
- on-site health and wellness centers
- a retirement savings plan
- backup childcare
- tuition reimbursement
- mental health support
- financial coaching
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What This Job Offers
Job Type
Full-time
Career Level
Executive
