Compliance Review Analyst II

Iowa Bankers Insurance & Services, Inc • Urbandale, IA

8h • Remote

About The Position

The Compliance Review Analyst supports IBA member banks' regulatory compliance program by performing independent review and testing of the banks' compliance management system, evaluating compliance functions, exercising discretion when suggesting improved practices and policy revisions, and provide regulatory compliance consulting to member banks. Independently deliver consulting service consisting of on-site evaluation of member bank's compliance programs through testing, utilizing compliance management expertise. Consulting services encompasses lending, HMDA, SAFE ACT, deposit, ACH and Bank Secrecy Act compliance functions, including but not limited to policy, disclosure and procedure review and analysis. Utilize discretion and independent judgement in analysis using regulatory resources, management experience, and training to provide recommendations for the bank's consideration. Works independently from a home or corporate office, set daily schedule to complete bank engagements and prepare detailed reports advising member bank on recommendations for improving practices and procedures, corrective action and policy revisions. Review trade, regulatory, and legal publications on an ongoing basis to monitor emerging compliance issues, regulatory changes, and industry trends affecting member banks. Independently research and develop articles and materials for IBA publications, web-based compliance resources or other products/services of value to the department or members. Participate in appropriate training, conferences, and professional development opportunities to strengthen regulatory knowledge, develop skills needed to support assigned compliance functions, and meet continuing education requirements for maintaining professional designation(s). Provide support to other team members as requested by management.

Requirements

• Bachelors degree (B.A.) from a four-year college or university preferred or equivalent combination of education and experience.
• Minimum of three years of bank compliance management, bank consumer regulatory supervisory activity, deposit and loan operations/documentation; or equivalent combination of education and experience.
• Proficiency with MS Office applications.
• Oral/written communication skills.
• Ability to handle multiple priorities.

Nice To Haves

• CRCM preferred or willing to obtain.

Responsibilities

• Perform independent review and testing of member banks' compliance management systems.
• Evaluate compliance functions and suggest improved practices and policy revisions.
• Provide regulatory compliance consulting to member banks, including on-site evaluations.
• Review lending, HMDA, SAFE ACT, deposit, ACH, and Bank Secrecy Act compliance functions.
• Analyze policies, disclosures, and procedures.
• Research and develop articles and materials for IBA publications and web-based resources.
• Monitor emerging compliance issues, regulatory changes, and industry trends.
• Participate in training, conferences, and professional development.
• Provide support to other team members as requested by management.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level