Compliance Analyst II
About The Position
The Compliance Analyst II supports the development and implementation of compliance programs, policies, procedures, and reporting in collaboration with the Compliance Officer and Compliance Department Manager. This role utilizes established internal controls and auditing systems to identify, detect, and correct noncompliance. The Compliance Analyst II provides subject matter support to management and staff with respect to six primary federal mortgage compliance regulations and their state counterparts, including Reg-Z (Truth in Lending Act), Reg-X (Real Estate Settlement Procedures Act), Reg-B (Equal Credit Opportunity Act), Reg-C (Home Mortgage Disclosure Act), Reg-P (Privacy of Consumer Financial Information), and Reg-H (SAFE Mortgage Licensing Act).
Requirements
- 3 Years Regulatory Compliance Experience
- 5 Years Mortgage Industry Experience
- Bachelor’s degree or equivalent
Nice To Haves
- CRCM or CMCP Certification (or interest in enrollment in certification programs for one or both)
- Detail oriented and committed to the highest quality
- Self-Starter with positive Can-Do attitude
- Works well under pressure and relishes the responsibility that comes with the job
- Problem solving and analysis
- Communication proficiency
- An open-minded individual that embraces change and innovation
Responsibilities
- NMLS/Licensing Maintenance (Home Office, Branch and MLO)
- NMLS Quarterly Mortgage Call Reports
- Annual Reports (Secretary of State and Financial Division Reports)
- Annual HMDA Loan Application Register, including periodic data scrubbing
- Fair Lending Analytics and Reporting
- Federal and State Disclosure and Closing Documents Maintenance, including periodic reviews of regulatory and statutory requirements for content, signature, and data fill-ability functionality
- Responses/Rebuttals of due diligence exceptions in support of the Post-Closing Department
- Assist in the monitoring, review, and implementation of state and federal law changes
- Assist with regulatory exams and third party audits, conduct QC audits, implement remediation and actions plans
- Tasks assigned by Compliance Officer
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
