Compliance Exam Lead

Affirm

14h•Remote

About The Position

Affirm is seeking an experienced compliance professional to join our Regulatory Advisory team within Compliance. This individual will partner closely with others on the compliance team, along with our legal and business risk partners, to support regulatory exam engagements by (1) managing end-to-end steps within the exam lifecycle, (2) gathering necessary requests for information from a variety of internal stakeholders, and (3) assisting with the ongoing management of our regulatory obligations as assigned.

Requirements

5+ years of licensing, compliance, regulator, or internal audit experience, ideally related to consumer financial services.
4-year university/college degree; in lieu of a degree, we will consider additional years of experience beyond the 5+ listed above.
Working knowledge of consumer protection laws including (but not limited to): HMDA, BSA/AML, OFAC, Regulation E, FCRA, FDCPA, CAN-SPAM, TILA, and UDAAP regulations.
Prior experience within highly-regulated industries is desirable.
Outstanding time management, administrative, and organizational skills, including the ability to balance multiple priorities and overlapping projects.
Proven project management, critical thinking, and analytical skills.
Excellent written and verbal communication skills.
Humility, integrity, and a desire to be part of a small but strong and encouraging team.
Inquisitive, eager to learn, and willing to take ownership of projects.

Responsibilities

Independently fulfill examination requests, coordinate directly with key collaborators to fulfill various external obligations, and manage examination processes end-to-end from a Compliance perspective.
Manage and coordinate corrective actions resulting from Supervisory activities, including management reporting of progress.
Assist with maintaining a central repository for examination and reporting obligations for multiple exam engagements, including workpapers, worksheets, exam responses, regulatory guidance, etc.
Partner with the Compliance Senior Manager in drafting reports, memos or presentations that clearly articulate the results/conclusions of compliance review activities or risk escalations and communicate to key stakeholders across the company.
Possess and maintain a solid knowledge of consumer compliance laws, regulations and best practices and recognize how they relate to Affirm's business model.
Articulate key Compliance risks at Affirm and the controls Affirm employs to mitigate those risks.
Perform due diligence reviews to ensure the quality and completeness of documentation prior to submission to regulators.