Compliance Communications Senior Specialist

Robinhood•Lake Mary, FL

3d•$110,000 - $165,000•Hybrid

About The Position

Robinhood is seeking a Compliance Communications Senior Specialist to join their elite team, applying frontier technologies to the world’s biggest financial problems. The Compliance team at Robinhood Securities, LLC ("RHS"), and Robinhood Financial, LLC ("RHF"), drives a culture of compliance that actively supports the people, process and technologies vital to our business. They strive to craft and implement effective compliance programs to protect customers, promote market integrity, and reduce regulatory, financial, operational and reputation risk. As a Compliance Communications Senior Specialist, you will be the cornerstone of their communications review process. You will be responsible for reviewing, advising, auditing, and providing Principal approval for retail communications—including advertising and marketing initiatives—ensuring strict adherence to regulatory standards and internal guidelines. You will act as a strategic partner, aligning compliance strategies across Marketing, Social, and Product teams to ensure customer-facing content meets firm policy, SEC rules, FINRA regulations and other regulatory agencies. By guiding internal partners through complex projects, you will ensure communications remain compliant while actively supporting the firm’s growth and safeguarding reputation in a fast-paced, dynamic environment. This role is based in their New York, NY, Chicago, IL, Denver, CO, and Lake Mary, FL offices, with in-person attendance expected at least 3 days per week. Robinhood believes in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Their office experience is intentional, energizing, and designed to fully support high-performing teams.

Requirements

Bachelor’s Degree
FINRA Series 7 and 24. Series 4 is not a requirement, but must be willing to acquire within 120 days of starting.
6+ years working in compliance or a relevant function, with a proven track record of leading projects
Experience with Advertising review tools such as Red Oak, Saifr, PerformLine, or similar workflow management systems.
Deep, practical expertise with FINRA communications rules (e.g., 2210 and 2220) and related SEC/FINRA supervision and books-and-records requirements.
Experience as a registered principal reviewing and approving communications with the public (CwP), especially high-risk topics like options, margin, and promotions.
Ability to effectively manage multiple priorities and adapt to a fast paced, changing environment
Strong written and verbal communication, strategic, negotiation skills and strong attention to detail
General financial services industry experience as a regulator or within compliance, audit, risk, marketing, or communication

Responsibilities

Principal Review (approve) communications with the public ("CwP") materials to ensure it meets regulatory and internal standards
Partner closely with product and marketing teams
Review, analyze, and advise stakeholders on the adherence of communications compliance and internal guidelines
Develop and implement process improvements to increase quality and scalability
Establish program efficiencies and enhance processes within the team
Build strong relationships and align compliance strategy among different stakeholders
Guide internal customers on compliance for projects and deliverables

Benefits

Performance-driven compensation with multipliers for outsized impact
bonus programs
equity ownership
401(k) matching
100% paid health insurance for employees with 90% coverage for dependents
Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more.
Employer-paid life & disability insurance
fertility benefits
mental health benefits
company holidays
paid time off
sick time
parental leave
catered meals
events
comfortable workspaces