Compliance Auditor

GRAND RIVER CASINO•Flora Township, SD

2d•$17 - $21•Onsite

About The Position

Responsible for the BSA/Anti Money Laundering (AML) Program, assisting the Compliance Officer with investigations, internal review of Minimum Internal Control Standards, assisting with Asset Management, and performing other audits and duties as assigned.

Requirements

Must be 21 years of age or older.
Must qualify for a Standing Rock Sioux Tribal Key license.
Must have 20/20 corrected vision.
Must have a high school diploma or GED certificate.
Must possess excellent communication skills.
Must have knowledge of spreadsheets.
One-year experience working with computers or formal training on computers preferred.

Nice To Haves

An Associate’s Degree in accounting or a related field is preferred but not required.
6 months experience in the accounting field or related position preferred.
Excel preferred.
Excel preferred.

Responsibilities

Performing daily audits of the BSA/AML Program.
Performing periodic data analysis for structuring and suspicious activities.
Assisting the AML Compliance Officer with investigations, training, and recordkeeping.
Reviewing, maintaining, and providing all Minimum Internal Controls Standards (MICS/TICS) checklists and applicable procedures and confirming they are being performed.
Assisting the VP of Finance and Operations Controller with Asset Management, including conducting a periodic inventory of all fixed assets.
Providing backup and support to the VP of Finance and Operations Controller.
Evaluating and recommending changes to methods and procedures utilized by the staff, including helping to develop and implement policies and procedures to comply with new or updated regulations, leading to improved timeliness, accuracy, efficiency, and control structure.
Assisting departmental staff in documenting and flow-charting the systems, policies, and procedures in use to maintain updated user procedure manuals.
Performing other financial responsibilities and projects as required by the VP of Finance and Operations Controller.
Maintaining Title 31 compliance accurately.
Maintaining appropriate documentation on incidents, findings, recommendations, and requests for information as required by policies and procedures.
Preparing and presenting reports on the status, activities, and plans for current and future operations AML Compliance Officer.
Overseeing BSA/AML program training-administration.
Performing all other duties as assigned.