Compliance Associate ( Part-time)

Hedgeye Risk Management•Stamford, CT

5d•$35,000 - $40,000•Onsite

About The Position

Hedgeye Risk Management is seeking a dependable, detail-oriented Compliance Associate to support the day-to-day compliance operations for Hedgeye Risk Management, and subsidiary, Hedgeye Asset Management – an SEC Registered Investment Adviser. This position is ideal for someone who enjoys operational execution, organization, and process management within a regulated financial services environment. This individual will report directly to the firm’s General Counsel and Chief Compliance Officer and work closely with all levels of employees of both entities. This position is a part-time, temporary-to-permanent opportunity located in Stamford, CT. The anticipated schedule is approximately 20-25 hours per week, with compensation ranging from $35,000-$40,000 per year based on experience and qualifications.

Requirements

Bachelor's degree
2-5 years of experience within compliance, operations, legal support, fund administration, or another regulated financial services environment (Education, certificates, advanced trainings and internships may be considered)
Experience supporting an investment adviser, asset manager, hedge fund, broker-dealer, family office, fund administrator, or similar financial services organization
Familiarity with the regulatory framework governing investment advisers and the securities industry
Strong organizational skills and attention to detail
Ability to work independently and manage recurring responsibilities with minimal supervision
Sound judgment and awareness of when issues require escalation
Strong interpersonal and communication skills
Friendly, collaborative, and professional demeanor
Comfortable interacting directly with colleagues across departments
Proficiency with spreadsheets, technology platforms, and AI-enabled tools
Interest in improving processes and leveraging technology to increase efficiency

Responsibilities

Review and approve employee personal trading activity for compliance with firm policies and procedures
Conduct communication surveillance reviews of investment professionals
Perform quarterly personal trading and fund transaction reviews
Review and approve marketing materials on demand
Conduct preliminary reviews of regulatory filings and compliance documentation prior to final approval by the General Counsel/Chief Compliance Officer
Manage, respond to, or appropriately escalate compliance-related inquiries from employees, clients, prospects, and service providers
Review equity and macroeconomic research for compliance with firm guidelines
Maintain and update employee compliance training programs and materials
Assist with ETF Board due diligence requests and related reporting requirements
Support ongoing compliance initiatives across both Hedgeye Risk Management and Hedgeye Asset Management
Identify opportunities to improve workflows, automation, and operational efficiencies within the Legal & Compliance function