Compliance Associate - Canada Wide

Newton

1d • Remote

About The Position

Newton is seeking a Compliance Associate to support its compliance function and help maintain a strong culture of compliance across the organization. The role assists the compliance team in ensuring the company operates within applicable legal and regulatory frameworks. Newton describes itself as a remote team spread across Canada and emphasizes customer-first integrity and transparency, collaboration, perseverance, continuous improvement, and experimentation.

Requirements

• Bachelor's degree in business, law, or a related field.
• Completed CIRE/CSC, Supervisory, and/or trader exams through CIRO/CSI.
• Knowledge of financial regulations and industry best practices.
• Strong analytical and problem-solving skills.
• Excellent attention to detail and organizational abilities.
• Excellent communication and interpersonal skills.
• Ability to work effectively both independently and as part of a team.
• High degree of integrity, professionalism, and discretion, with eagerness to develop knowledge of compliance and risk management.

Responsibilities

• Assist in monitoring the company's compliance with relevant regulations and internal policies.
• Support periodic compliance reviews and assessments to identify potential issues, gaps, and risks.
• Maintain accurate and organized compliance records, including policies, procedures, and reports.
• Assist with drafting, reviewing, and updating compliance policies, procedures, and other documentation.
• Support internal compliance audits, reviews, control testing, and risk assessments by gathering information and documenting findings.
• Assist with investigating and documenting compliance incidents, breaches, and identified deficiencies.
• Maintain compliance tracking logs and assist with tracking corrective actions and risk mitigation measures, and preparing periodic reports.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level