Compliance and Control Manager-HYCIO

RBC • Toronto, ON

17d • Onsite

About The Position

As the Compliance and Control Manager, you will play a pivotal role in ensuring the Hybrid Cloud and Intelligent Operations team adheres to regulatory standards and internal policies. This position offers the opportunity to work in a dynamic environment, leveraging your expertise in compliance and risk management to support the team's operational and strategic goals.

Requirements

• Bachelor's degree in finance, business, law, or a related field.
• Certification in compliance or risk management (e.g., CRCM, CRISC).
• Proven experience in compliance, risk management, or a similar role, preferably within the financial services industry.
• Strong analytical skills with the ability to analyse complex data and identify risks and trends.
• Excellent written and oral communication skills for presenting to stakeholders and drafting compliance reports.
• Familiarity with regulatory frameworks and industry standards relevant to Hybrid Cloud and Intelligent Operations.
• Proficiency in Microsoft Office Suite (Excel, PowerPoint) and relevant risk management software.

Nice To Haves

• Experience working with Hybrid Cloud technologies and understanding of associated compliance challenges.
• Knowledge of industry Governance, Risk, and Compliance (GRC) solutions/packages (e.g., Archer, RegComp).

Responsibilities

• Provide independent oversight of compliance within Hybrid Cloud and Intelligent Operations, including consultation with product managers and/or product engineers on best practices and performing independent review of findings.
• Act as a liaison between internal teams and external regulators, ensuring clear communication and timely resolution of compliance-related matters.
• Conduct regular audits and monitoring to identify potential compliance risks and implement effective mitigation strategies.
• Analyze data to identify trends, create reports for senior management, and maintain documentation related to compliance activities.
• Ensure company operations, policies, and procedures conform to government and industry standards.
• Perform control effectiveness testing, conduct regular audits, and validate remediation of identified issues.
• Support the development and implementation of control frameworks to ensure alignment with regulatory requirements and industry standards.
• Collaborate with cross-functional teams to ensure compliance initiatives are integrated into business processes and workflows.
• Oversee BAU monitoring activities to ensure ongoing compliance with regulatory requirements and internal policies.
• Conduct periodic reviews of BAU processes to identify areas for improvement and implement enhancements to monitoring activities.
• Provide guidance and support to business units in addressing compliance issues identified through BAU monitoring.
• Ensure timely escalation of compliance incidents or breaches to relevant stakeholders and management.

Benefits

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable.
• Leaders who support your development through coaching and managing opportunities.
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high-performing team.
• A world-class training program in financial services.
• Opportunities to do challenging work, including leveraging AI and SRE principles to drive innovation and operational excellence.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees