Compliance Analyst - Hybrid or Remote

CAPPS LLC • Greenwood Village, CO

2d • $0 - $20 • Hybrid

About The Position

Reporting to the Compliance Director, the Compliance Analyst is responsible for assisting with maintaining client and regulatory compliance for Rausch Sturm. They are responsible for the compilation of data for client required reporting, regulatory controls and client audit preparation for the compliance deliverables.

Requirements

• High school diploma (or equivalent) is required
• Must be proficient in the Microsoft Suite of products
• Must be able to manage shifting priorities in a fast-paced, results-driven environment

Nice To Haves

• Prefer a Bachelor’s degree or 1-2 years’ experience in a legal profession.

Responsibilities

• Prepares and reviews client required complaint reports
• Assists in monitoring resolution rates of consumer complaints
• Completes assigned audits and control measures
• Completion of assigned call monitoring
• Research client and regulatory requirements for process implementation
• Drafts policy and procedure documentation
• Other responsibilities as assigned

Benefits

• Health Insurance
• Dental
• Vision
• Health Savings Account
• 401(k) with Company Match
• Life Insurance
• Short & Long-Term Disability
• Paid Time Off (PTO)
• Employee Referral Program
• Volunteer Time Off
• Career Opportunities

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: High school or GED