Compliance Analyst

Primerica•Duluth, GA

7d•$55,000 - $60,000•Hybrid

About The Position

The Compliance Analyst works on the Electronic Communications Team and is responsible for monitoring agent and client electronic communications to ensure that all compliance policies are adhered. The position maintains knowledge and understanding of all product lines offered and company policies regarding mutual fund, variable annuity, and life insurance and loan businesses.

Requirements

Bachelors’ Degree or equivalent experience in the financial services industry
SIE, Series 6 & Series 26 licenses required (or obtained with a Learning Agreement)
Fundamental understanding of industry regulations
Excellent PC skills
Strong ability to communicate effectively both verbally and in writing and possess excellent interpersonal skills
Strong leadership and analytical skills
Strong organizational skills, including the ability to manage multiple tasks and projects simultaneously and meet deadlines
Ability and willingness to learn new skills related to the successful achievement of departmental goals
Ability to adapt to changes in rules/procedures easily
Ability to self-motivate and work in an inter-dependent team environment
Ability to recognize legal and regulatory issues affecting the liability of the Company

Nice To Haves

Bilingual is a plus

Responsibilities

Monitoring agent and client electronic communications to ensure that all compliance policies are adhered.
Maintaining knowledge and understanding of all product lines offered and company policies regarding mutual fund, variable annuity, and life insurance and loan businesses.
Meeting daily goals.