Compliance Analyst

Auto Approve• US,

1h•Remote

About The Position

Auto Approve is seeking an experienced Compliance Analyst to assist the Director of Compliance with policy and procedure documentation, development and performance of internal and external audits and the support of licensing and other operational compliance tasks. The successful candidate will have experience performing process and vendor audits, analyzing test results and providing accurate and concise documentation of all findings and recommendations. The Compliance Analyst will be responsible for data analysis and documentation as well as various compliance administration duties. The role’s day-to-day duties include (but are not limited to): Document key processes and internal control points and assist in identifying any gaps or opportunities for improvement Assist in the creation and amendment of policies and procedure documents to ensure compliance with legal and regulatory requirements Perform audits of internal and external processes including, but not limited to, telephone communications with consumers, preparation and execution of loan documents and vendor performance Participate in data analysis and testing Accurately and effectively document and communicate audit results Provide proactive, clear and actionable recommendations and alternatives to Management and Director of Compliance Maintain strong collaborative relationships with lending partners and vendors Possible travel in the future to perform off-site vendor audits Perform special projects as assigned

Requirements

3-5 years of experience in an applicable risk management, quality assurance or compliance environment
Excellent attention to detail with strong organizational skills
Strong written and verbal communication skills
Expert level understanding of the auto finance industry
Demonstrated skills in the areas of critical thinking, problem analysis and problem solving
Proficiency in Microsoft Excel, Access, Word and/or experience using other database applications
Ability to work independently
Willingness to travel to perform limited off-site vendor audit

Responsibilities

Document key processes and internal control points and assist in identifying any gaps or opportunities for improvement
Assist in the creation and amendment of policies and procedure documents to ensure compliance with legal and regulatory requirements
Perform audits of internal and external processes including, but not limited to, telephone communications with consumers, preparation and execution of loan documents and vendor performance
Participate in data analysis and testing
Accurately and effectively document and communicate audit results
Provide proactive, clear and actionable recommendations and alternatives to Management and Director of Compliance
Maintain strong collaborative relationships with lending partners and vendors
Possible travel in the future to perform off-site vendor audits
Perform special projects as assigned