Compliance Analyst
Millennium•New York, NY
•$70,000 - $145,000
About The Position
The Compliance Department at Millennium is responsible for adopting, implementing, and enforcing the firm’s compliance program across policies, procedures, processes, systems, controls, surveillance, testing, and reporting. The team works to help prevent and detect violations of applicable laws, rules, regulatory requirements, and firm policies through a disciplined and well-controlled framework.
Requirements
- 3+ years of surveillance or related compliance experience, ideally at a regulator, bank or broker, or buy-side firm
- Experience with equities and/or futures markets preferred
- Strong analytical skills, sound judgment, and clear communication abilities
- High attention to detail with the ability to manage competing priorities in a fast-paced environment
- Advanced Excel skills
Nice To Haves
- experience with NTS, Actimize, or Tableau is a plus
Responsibilities
- Conduct trade surveillance reviews with a focus on identifying potential market manipulation and insider trading activity
- Monitor daily surveillance reports and exception-based alerts to identify potential areas of concern
- Review trade alerts thoroughly and escalate matters appropriately when warranted
- Support special compliance projects and broader team initiatives as assigned
- Maintain accurate, complete, and well-organized compliance books and records
Benefits
- discretionary performance bonus
- comprehensive benefits
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
