Compliance Analyst - GSIS

GuideStone•Dallas, TX

2d•Hybrid

About The Position

Experience GuideStone! We are an innovative organization that invests in the spiritual, relational, financial, physical and professional development of our employees. We have a culture that values excellence, teamwork, humility, integrity, compassion and stewardship. What We Offer You! We offer employees a generous benefits package, flexible work schedules, the opportunity to be involved in community outreach and tuition reimbursement. The Compliance Analyst – GSIS reports directly to the Chief Compliance Officer (“CCO”) of GuideStone Investment Services (“GSIS”). This position is responsible for day-to-day compliance functions supporting the GSIS compliance program under Rule 206(4)-7 of the Investment Advisers Act. We serve those that serve the Lord with the integrity of our hearts and the skillfulness of our hands. (Psalm 78:72)

Requirements

Bachelor’s Degree.
2+ years experience in compliance, AML/KYC/CIP and/or operational risk management at an investment management firm.
Familiarity with the business and regulation of investment advisers and the Investment Advisers Act of 1940.
Well-developed interpersonal skills and excellent communication skills, both oral and written.
Ability to exercise independent judgment and initiate appropriate action to resolve issues with the appropriate degree of supervision.
Ability to give clear, concise directions, instructions and guidance to others.
Ability to effectively communicate with internal and external stakeholders.
Ability to assess and manage multiple priorities and deadlines.
Command of a variety of software applications to accomplish work tasks and ability to implement efficient systems for organizing work.
Ability to work effectively as a team member with every level of GuideStone staff and outside consultant, including timely and effective collaboration and responsiveness.
Actively contribute to departmental goals for process maturity and increased efficiencies.
Must have complete confidentiality regarding GuideStone business matters.

Nice To Haves

Familiarity with charitable organizations a plus.

Responsibilities

Support the CCO in the implementation and administration of the compliance program for GSIS.
Monitor employees’ adherence to GSIS Compliance Manual.
Monitor AML/KYC/CIP-related activities in coordination with internal stakeholders.
Review AML/KYC/CIP alerts, reports, and exception items; escalate issues as appropriate and document resolution.
Support the CCO in developing and administering Compliance training.
Test, review and audit policies and procedures of GSIS.
Perform due diligence reviews of third-party service providers of GuideStone’s Investments Division, including preparation of due diligence questionnaires (DDQs) and review of responses.
Monitor, review and organize reports received from third-party service providers.
Maintain project status information and monitor status of deliverables to business units.
Assist with the implementation of web-based solution platforms.