CLO Compliance Services Analyst

S&P Global•Andover, MA

11d•$65,000 - $87,500•Hybrid

About The Position

The Compliance Services team operates as a critical partner to our investment management clients, ensuring regulatory excellence while enabling business growth. We pride ourselves on our collaborative approach, attention to detail, and commitment to staying ahead of the evolving regulatory landscape. Our team values continuous learning, proactive problem-solving, and maintaining the highest standards of integrity in everything we do. Generate and manage daily deliverables for capital management firm clients, ensuring accurate and timely delivery of compliance services. Perform routine reconciliation of key data points with trustees and generate compliance test results for comparison to monthly trustee reports, researching and resolving variances. Monitor cash collection, payment, and reserve accounts to ensure proper processing of all activities and transactions. Be the Subject Matter Expert on the team. Manage client inquiries regarding collateral attributes and transactions, facilitating workflow and timely resolution between internal groups. Partner directly with Service Delivery Managers and Account Specialists to drive client-focused solutions and enhance client satisfaction. Lead special projects that provide exposure to various aspects of the compliance services business and opportunities for professional development.

Requirements

Bachelor's degree in Finance, Accounting, Business Administration, or related field from an accredited institution
Understanding of CLO portfolio management including overcollateralization tests, coverage ratios, and the impact of par value fluctuations on deal performance
1-3 years of experience in financial services, compliance, or analytical roles with demonstrated attention to detail
Strong proficiency in Microsoft Excel and database management, with ability to perform complex data analysis and reconciliation
Excellent written and verbal communication skills with ability to interact professionally with clients and internal stakeholders
Ability to work in a hybrid schedule 2 days a week in Dallas, TX or Andover, MA office
Strong analytical and problem-solving skills with ability to research and resolve complex data discrepancies
Indefinite right to work in the United States

Nice To Haves

Experience with par value calculations, loan pricing methodologies, and mark-to-market valuations in leveraged loan portfolios
Knowledge of leveraged loan market mechanics, including syndication processes, covenant structures, and credit agreement terms
Familiarity with loan trading platforms and pricing services for leveraged loan valuations

Responsibilities

Generate and manage daily deliverables for capital management firm clients, ensuring accurate and timely delivery of compliance services
Perform routine reconciliation of key data points with trustees and generate compliance test results for comparison to monthly trustee reports, researching and resolving variances
Monitor cash collection, payment, and reserve accounts to ensure proper processing of all activities and transactions
Be the Subject Matter Expert on the team
Manage client inquiries regarding collateral attributes and transactions, facilitating workflow and timely resolution between internal groups
Partner directly with Service Delivery Managers and Account Specialists to drive client-focused solutions and enhance client satisfaction
Lead special projects that provide exposure to various aspects of the compliance services business and opportunities for professional development