STOCKMAN WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER

Stockman Bank of Montana • Bozeman, MT

8d • Onsite

About The Position

Incumbent is responsible for administering and monitoring the firm's compliance program as an SEC Registered Investment Adviser requirement. Must foster a highly ethical culture of compliance with "client first" approach. Will represent Stockman Wealth Management in community activities as agreed and approved by Manager. This position requires a thorough knowledge of investment activities and policies.

Requirements

• Four-year college level course study/degree.
• Minimum of five years previous Registered Investment Adviser (RIA) Compliance experience.
• Working knowledge of Word, Excel, Access or related software.
• Demonstrated ability to provide information in concise verbal and written formats is essential for job success.
• Action Orientation – taking initiative to achieve desired results rather than passively waiting for direction.
• Applied Learning Ability – understanding new information and complex ideas quickly and without confusion.
• Strong Communication Skills (written and verbal) – ability to disseminate complex information in an easily-understandable format to an audience of varied knowledge level.
• Creative Problem-Solving Ability – looking for solutions to achieve desired results.
• Strong Interpersonal Skills – with ability to interact effectively with all levels of management.
• Professionalism – maintaining a professional attitude, image, and work ethic.

Nice To Haves

• Strong commitment to providing exceptional customer service.
• IACCP designation preferred.
• Experience in retirement planning (403(b), 401(k), Pension Plans) is advantageous.

Responsibilities

• Administering and monitoring the firm's compliance program as an SEC Registered Investment Adviser requirement.
• Fostering a highly ethical culture of compliance with a "client first" approach.
• Representing Stockman Wealth Management in community activities as agreed and approved by Manager.

What This Job Offers

• Job Type: Full-time
• Career Level: Senior