Chief Compliance Officer, Impresa Management

Fidelity•Boston, MA

7d•Onsite

About The Position

The Chief Compliance Officer (CCO) is responsible for the design, implementation, administration, and continuous enhancement of Impresa Management LLC's compliance program. This role fosters a culture of compliance, integrity, and ethical conduct, ensuring adherence to federal securities laws, regulations, fiduciary obligations, and internal policies. The CCO will assist with governance, risk management, and oversight of Impresa's wholly owned subsidiaries and affiliated entities, providing guidance on conflicts of interest, trading, financial crimes, and privacy. Impresa Management LLC is an SEC-registered investment adviser overseeing private investment strategies in venture capital (biotechnology, fintech, cryptocurrency, breakthrough technologies) and private equity (natural resources, telecommunications, infrastructure).

Requirements

12 plus years of broad compliance and/or legal experience in the financial services industry with deep knowledge of securities laws.
Private equity and venture capital experience preferred.
4-year college degree required.
Leadership experience to manage a small team.
A strong ability to work and flourish in a fast-moving environment.
A record of success influencing key decision makers through a combination of knowledge, reasoning, and relationships.
Demonstrated success working collaboratively across various teams, including Legal, Finance, Operations, Risk, and Audit, and Technology.
An ability to quickly spot potential regulatory issues, synthesize information and collaborate to make decisions.
Ability to deliver in a fast‑paced environment with competing priorities, while maintaining a disciplined, risk‑based approach.
Exceptional integrity, judgment, and ability to challenge thoughtfully and constructively.

Nice To Haves

JD preferred.

Responsibilities

Design, implement, administer, and continuously enhance Impresa Management LLC's compliance program.
Foster a culture of compliance, integrity, and ethical conduct throughout the organization.
Ensure adherence to applicable federal securities laws, regulations, fiduciary obligations, and internal policies.
Assist with governance, risk management, and oversight of the firm's wholly owned subsidiaries and affiliated entities.
Provide guidance on a broad range of compliance issues, including conflicts of interest, trading, financial crimes, and privacy.
Work closely with Investment, Legal, Finance, Operations, Risk, Audit, and Technology teams to identify emerging risks.
Serve as the primary liaison with regulators and external auditors regarding compliance matters.
Advise senior management and the Impresa Board on regulatory developments, risk management, governance matters, and compliance best practices.
Support the firm's strategic objectives while maintaining a robust compliance framework.