Chief Compliance Officer, Impresa Management
About The Position
The Chief Compliance Officer (CCO) is responsible for the design, implementation, administration, and continuous enhancement of Impresa Management LLC's compliance program. The CCO will foster a culture of compliance, integrity, and ethical conduct throughout the organization, ensuring adherence to applicable federal securities laws, regulations, fiduciary obligations, and internal policies. This role involves assisting with governance, risk management, and oversight of the firm's wholly owned subsidiaries and affiliated entities, providing guidance on a broad range of compliance issues, including conflicts of interest, trading, financial crimes, and privacy. Impresa Management LLC is an SEC-registered investment adviser overseeing private investment strategies in venture capital (biotechnology, fintech, cryptocurrency, breakthrough technologies) and private equity (natural resources, telecommunications, infrastructure).
Requirements
- 12 plus years of broad compliance and/or legal experience in the financial services industry with deep knowledge of securities laws.
- 4-year college degree required.
- Leadership experience to manage a small team.
- A strong ability to work and flourish in a fast-moving environment.
- A record of success influencing key decision makers through a combination of knowledge, reasoning, and relationships.
- Demonstrated success working collaboratively across various teams, including Legal, Finance, Operations, Risk, and Audit, and Technology.
- An ability to quickly spot potential regulatory issues, synthesize information and collaborate to make decisions.
- Ability to deliver in a fast‑paced environment with competing priorities, while maintaining a disciplined, risk‑based approach.
- Exceptional integrity, judgment, and ability to challenge thoughtfully and constructively.
Nice To Haves
- Private equity and venture capital experience preferred.
- JD preferred.
Responsibilities
- Work closely with Investment, Legal, Finance, Operations, Risk, Audit, and Technology teams to identify emerging risks.
- Serve as the primary liaison with regulators and external auditors regarding compliance matters.
- Advise senior management and the Impresa Board on regulatory developments, risk management, governance matters, and compliance best practices.
- Support the firm's strategic objectives while maintaining a robust compliance framework.
Benefits
- Comprehensive health care coverage
- Emotional well-being support
- Market-leading retirement
- Generous paid time off
- Parental leave
- Charitable giving employee match program
- Educational assistance including student loan repayment
- Tuition reimbursement
- Learning resources to develop your career
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What This Job Offers
Job Type
Full-time
Career Level
Manager
