Chief Compliance Officer, RHD

Robinhood•Chicago, IL

1d•Onsite

About The Position

Robinhood is building an elite team applying frontier technologies to the world’s biggest financial problems. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for futures, event contracts, and options on futures business. The team ensures adherence to Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA) requirements while supporting the compliant launch of new products. The Chief Compliance Officer (CCO) of RHD will lead the design, implementation, and ongoing management of the derivatives compliance program. This role serves as the primary compliance contact for regulators and internal partners, guiding the business through evolving regulatory requirements. The CCO will oversee policies, procedures, and control frameworks while advising on new products, risk management practices, and regulatory developments. This role also includes leading regulatory exams, audits, and supporting major business initiatives such as potential mergers or acquisitions. This role is based in our Chicago, IL or New York, NY office(s), with in-person attendance expected 5 days per week.

Requirements

8+ years of experience in financial services compliance, including at least 5 years focused on futures, derivatives, or related products
Active FINRA Series 3 license
Strong knowledge of CFTC and NFA regulations
Experience developing and maintaining compliance policies, procedures, and control frameworks
Ability to analyze regulatory requirements and translate them into clear, actionable guidance for business teams
Experience working with regulators or prior experience at a regulatory agency such as the CFTC or NFA

Responsibilities

Lead and maintain the RHD compliance program, including policies, procedures, and internal controls aligned with CFTC and NFA requirements
Advise business teams on regulatory requirements related to futures, event contracts, and options on futures, including new product launches and updates to existing offerings
Oversee regulatory interactions, including exams, inquiries, and reporting obligations, and coordinate responses with Legal, Risk, and Internal Audit partners
Review marketing and promotional materials to ensure alignment with applicable regulatory standards
Support firm-wide initiatives impacting derivatives compliance, including system implementations, risk programs, and business changes

Benefits

Challenging, high-impact work to grow your career
Performance driven compensation with multipliers for outsized impact
Bonus programs
Equity ownership
401(k) matching
100% paid health insurance for employees with 90% coverage for dependents
Lifestyle wallet - a highly flexible benefits spending account for wellness, learning, and more
Employer-paid life & disability insurance
Fertility benefits
Mental health benefits
Company holidays
Paid time off
Sick time
Parental leave
Exceptional office experience with catered meals, events, and comfortable workspaces