Central Supervision Associate
Stifel•St. Louis, MO
•Onsite
About The Position
The Central Supervision Associate is responsible for office support and reviewing email for assigned Branches of the Private Client Group for accuracy and compliance.
Requirements
- General understanding, knowledge and experience in financial industry.
- Ability to identify when something is wrong or is likely to go wrong.
- Ability to combine pieces of information to form general rules or conclusions (includes finding a relationship among seemingly unrelated events).
- Proficient in Microsoft Excel, Word, PowerPoint, Outlook.
Responsibilities
- Review electronic communication for compliance with Firm and Industry regulations.
- Recognize/analyze/escalate common trends and/or frequent offenders for further oversight and action.
- Effectively communicate Compliance policy with branch teams.
- Help with editing, sending, reviewing and uploading client documents.
- Assist Central Supervision Supervisor/Manager on various projects.
Benefits
- health
- dental
- vision care
- 401k
- wellness initiatives
- life insurance
- paid time off
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Education Level
High school or GED
