Central Supervision Analyst
Davenport & Co.•Richmond, VA
•Onsite
About The Position
This full-time, exempt position is responsible for providing branch supervisory support for all retail sales activities throughout the firm. This individual will report to the manager of Central Supervision.
Requirements
- Four-year degree or equivalent work experience in brokerage field
- Series 7 and 66 (or Series 63 & 65)
- Series 9/10 (or equivalent) required
- Excellent communication skills
- Ability to maintain confidentiality
- Organized with good analytical skills and attention to detail
- Working knowledge of Microsoft Word, Excel and Adobe Acrobat
- Self-starter, capable of working with limited supervision
- Ability to prioritize work assignments
Nice To Haves
- Supervisory experience preferred
- Life, Health, and Variable insurance license preferred
Responsibilities
- Provide supervisory support for assigned retail branches including review of daily trades, correspondence (electronic and hard copy), new accounts, monthly/quarterly account reviews, and other such supervisory responsibilities as needed
- Work closely with each assigned branch in order to ensure proper supervision of retail activity
- Serve as the branch manager for approval of daily administrative retail sales tasks on an as-needed basis
- Assist in maintaining and updating procedure manuals and branch supervisory procedures
- Build strong relationships with assigned retail branches and home office personnel
Benefits
- safe harbor 401(k) contribution
- profit sharing plan
- disability and life insurance
- high-deductible health plan with a HSA
- an on-site Health Center
- Paid Time Off
- elective dental benefits
- wellness programs
- company sponsored volunteer opportunities during business hours
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
Upload and Match Resume
What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
Associate degree
