Canada Advisor Chief Compliance Officer

Russell Investments•Toronto, ON

10d•Onsite

About The Position

The Canada Advisor Chief Compliance Officer will be responsible for the management and execution of the compliance program for Russell Investments Canada registered investment advisors. Our compliance team serves as a robust independent second line of defense to help ensure that the firm operates within regulatory requirements and industry practices. Russell Investments is a leading global investment solutions partner providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Since 1936, Russell Investments has been building a legacy of continuous innovation to deliver exceptional value to clients, working every day to improve people’s financial security. The firm has $355 billion in assets under management (as of 6/30/2025) for clients in 30 countries. Headquartered in Seattle, Washington, Russell Investments has offices in 17 cities around the world. Russell Investments' ownership is composed of a majority stake held by funds managed by TA Associates Management, L.P., with a significant minority stake held by funds managed by Reverence Capital Partners, L.P. Certain of Russell Investments' employees and Hamilton Lane Advisors, LLC also hold minority, non-controlling, ownership stakes.

Requirements

5–10+ years of experience in the investment management industry, with a focus on Canadian investment advisory and compliance matters.
Bachelor’s degree required.
Completion of the Chief Compliance Officer Qualifying Exam and eligibility for CCO registration.
Proven experience leading a Compliance function for a registered investment adviser, with the ability to design and implement pragmatic, effective, and forward-looking compliance solutions.
Deep knowledge of Canadian securities laws and regulatory requirements, including registration obligations, with familiarity with U.S. regulations (e.g., SEC, NFA, CFTC).
Strong understanding of complex investment products and the ability to work effectively with investment professionals and senior stakeholders.
Excellent communication, analytical, and critical thinking skills, with strong attention to detail and knowledge of industry best practices.
Demonstrated ability to manage priorities, meet deadlines, and build effective business relationships in a fast-paced, high-pressure environment.
Demonstrates the highest level of integrity, professionalism, and sound judgment in assessing compliance matters and determining when to act independently or seek guidance.
Collaborates effectively, fostering an inclusive, high-performing team environment focused on shared success and aligned with Russell Investments’ values of trust, teamwork, and accountability.
Builds strong relationships and networks, using influence to drive meaningful outcomes and support business objectives.
Embraces change and innovation, demonstrating adaptability, digital fluency, and a commitment to continuous improvement.

Nice To Haves

Advanced business or law degree preferred

Responsibilities

Fosters a culture aligned with Russell Investments’ purpose, values, and strategy, consistently role modeling expected behaviors.
Provides expert compliance and regulatory guidance across the firm, addressing complex, ambiguous issues and communicating solutions clearly and effectively.
Ensures appropriate policies, procedures, and controls are designed, implemented, and maintained to support compliance with applicable laws, regulations, and internal governance.
Oversees regulatory registrations and compliance programs, assessing their effectiveness and reinforcing standards across lines of business.
Builds and maintains strong relationships with senior leaders, regulators, and key stakeholders to advise on regulatory risk and influence business decisions and strategic initiatives.
Develops deep understanding of business challenges and industry trends, leveraging internal and external networks to provide proactive, practical compliance guidance.
Acts as the primary compliance contact for senior management and regulators, providing reporting and insights on regulatory risk to the Global Chief Compliance Officer and leadership.
Supports business initiatives by advising on new products, services, marketing materials, and systems to ensure compliance requirements are embedded.
Identifies compliance gaps and drives improvements through monitoring, training, and enhancements to tools, processes, and policies.
Operates effectively in a high-pressure, evolving regulatory environment, supporting audits and managing changing expectations.