Business Analyst (Regulatory & Compliance)
About The Position
Support initiatives impacting the Investment Banking business. Focus on assessing regulatory changes, understanding business impact, and driving clear requirements across compliance, technology, legal, and operations. Focus more business/ops BAs vs technical. Analyze regulatory requirements and assess impacts across business, technology, legal, and operations teams. Partner with stakeholders to gather, document, and refine detailed business and functional requirements. Support regulatory-driven initiatives, ensuring alignment with compliance expectations and delivery timelines. Work against defined SLAs and timelines to deliver high-quality analysis and documentation. Interpret and translate complex regulatory requirements into actionable business insights. Support regulatory reporting and data analysis efforts. Engage with cross-functional teams within frontline business units. Identify risks, gaps, and dependencies related to regulatory changes.
Requirements
- Business Analyst experience
- Strong background in regulatory and compliance initiatives (US or Global)
- Experience supporting regulatory reporting and data analysis
- Knowledge of financial markets and banking operations
- Experience to assess regulatory impact across business functions
- Experience with regulations impacting financial institutions (e.g., US or global regulatory frameworks)
- Prior experience supporting frontline banking teams
- Exposure to enterprise regulatory programs or large-scale compliance initiatives
- Must be able to be engaged on a W-2 basis.
Responsibilities
- Assess regulatory changes, understand business impact, and drive clear requirements across compliance, technology, legal, and operations.
- Analyze regulatory requirements and assess impacts across business, technology, legal, and operations teams.
- Partner with stakeholders to gather, document, and refine detailed business and functional requirements.
- Support regulatory-driven initiatives, ensuring alignment with compliance expectations and delivery timelines.
- Work against defined SLAs and timelines to deliver high-quality analysis and documentation.
- Interpret and translate complex regulatory requirements into actionable business insights.
- Support regulatory reporting and data analysis efforts.
- Engage with cross-functional teams within frontline business units.
- Identify risks, gaps, and dependencies related to regulatory changes.
Benefits
- Medical & pharmacy coverage
- Dental/vision insurance
- 401(k)
- Health saving account (HSA)
- Flexible spending account (FSA)
- Life Insurance
- Pet Insurance
- Short term and Long term Disability
- Accident & Critical illness coverage
- Pre-paid legal & ID theft protection
- Sick time
- Other types of paid leaves (as required by law)
- Employee Assistance Program (EAP)
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
